Shatswell MacLeod

Stay confident that your internal controls in the SOX/FDICIA framework are functioning appropriately. Our internal control specialists can help you with efficient and effective testing measures working with your control owners and auditors to ensure compliance with SOX or FDICIA framework. Contact the experts here: sm.acbb.com #internalcontrols #FDICIA

Without IT systems financial institutions would not be able to perform daily operations. Provide an added level of confidence to your IT operations systems with our IT Audits. We can tailor our audits to what you need including:? -General controls testing -Security assessments -Application control testing -Penetration testing -Vulnerability testing -Social engineering testing Plan your audit by connecting with us at sm.acbb.com #it #informationtechnology #itsecurity

Join Compliance Anchor for December's BSA Veteran's Venue. Stay up to date with updates from FinCEN, FDIC, OCC, other agencies, as well as other news. Register here: https://lnkd.in/emJqfzDn #bsa #fincen #fdic #occ

Regulatory requirements and standards are always evolving. It is crucial for financial institutions to stay on top of these requirements and adjust accordingly. Not being prepared can lead to poor compliance ratings, concerning internal audits, and over all negative impact on your institution's performance. Shatswell MacLeod can help you stay ahead of this always changing regulatory landscape, and work with you to develop specialized services and advice to ensure you comply with all applicable regulations. We can develop single or multi year plans for compliance, as well as create an ongoing compliance monitoring program to ensure your institution is up to date and audit/exam ready. Contact us today to get started: sm.acbb.com #compliance #audits

Join us for November's Compliance Veterans' Venue for a summary of any final regulations that have come out during the previous month. We will also include summaries of any new proposals, enforcement actions and other matters of interest that come from the regulators or trade groups. Register here: https://lnkd.in/e6uvVUWa #compliance #riskandcompliance

Solidify your adherence to the Bank Secrecy Act with the assistance of our BSA experts. Our team offers elite BSA knowledge and service to help your?institution comply with these requirements. We help ensure your institution's compliance through independent testing, anti-money laundering system validations, and services needed for marijuana related business banking. Save your institution time and connect with us today at sm.acbb.com #bsa #compliance #AML

Join us for our upcoming webinar where we will cover what should be in your lending program, Reconsiderations of Value, and Automated Valuation Models. If you work in compliance or loans, you do not want to miss out on this informative session. Register for this webinar here: https://lnkd.in/eGHBQ4yx #fairlending #lending #ROV #AVM #auditing

A robust internal audit program is essential for maintaining strong internal control and meeting regulatory standards.?Each institution has a unique set of practices, risks, and goals which internal audits help in driving the success of these initiatives Our team can guide your institution through risk assessments,?audit plan development, testing, and reporting to ensure you have the internal audit system needed to achieve your goals. Our team is your resource. Contact us today at sm.acbb.com #internalaudits #riskandcompliance

Join us for our upcoming webinar where we will explore the latest trends, innovations, and challenges shaping the payments industry. Topics include: Check Fraud, ACH Fraud, ACH Rules Updates, Funds Availability, and an Instants Payments Update. Register here: https://lnkd.in/epgHTJWN #instantpayments #payments #ach

Keep your team educated and up to date on the ever evolving compliance and regulation standards for financial institutions. Through Compliance Anchor you get access to various experts and educational resources including training by compliance and BSA experts, consultations on compliance initiatives and webinars covering a variety of topics. To begin utilizing your compliance lifeline visit ca.acbb.com to get started. #riskandcompliance #compliance #bsa