Citywire RIA

Exclusive — Pathstone has agreed to purchase $45bn Hall Capital Partners, a transaction that is one of the largest ever between an RIA and a serial acquirer:

The Citywire RIA audience development team is currently in Beverly Hills for the #CAISsummit. Arielle Shternfeld and Reagan Darrah are enjoying their time connecting with the event's attendees and learning all they can about RIAs' unique perspectives on allocating to alternatives. The team has an abundance of takeaways to share. Here, Ayako Yoshioka, CFA, director of portfolio consulting and sr. investment strategist with Wealth Enhancement joins Reagan Darrah to outline some of WEG's priorities when it comes to private markets investing. Stay tuned for more video interviews with the #CitywireRIA audience development team. CAIS Citywire USA

Ameriprise sues LPL and ex-advisor, alleging stolen clients:

Osaic has named a new chief financial officer, Kristy Britt, who was formerly with Thomson Reuters. https://lnkd.in/gYWKWg_w

One-on-one with RIA tech investor Joe Lonsdale:

Trick or treat? Tune in TOMORROW, Wednesday 16th at 2PM ET for our Core Plus Due Diligence Report! Register here: https://ow.ly/BZIX50TLMXY Join Ann Lewis, executive director for fixed income & multi-asset manager research at JP Morgan, and a panel of experts as we delve into the potential thrills and chills awaiting bond markets and the allocations core plus managers are making to mix up well-rounded bags of goodies. CE Credits available. Impax Asset Management T. Rowe Price Northern Trust Vanguard Weitz Investment Management

$141bn Apex Fintech Solutions acquires investing app:

Carson Group adds $1bn Minnesota RIA:

Schwab shares rise on back of strong Q3 earnings report:

Breaking news — Private equity firm Stone Point Capital is acquiring a majority stake in $117bn independent broker-dealer Kestra Holdings: