Broadridge Capital Markets and Banking

Prepare for T+1 with seamless post-trade processes. NYFIX Matching transformed our client's audit experience, delivering seamless allocation, affirmation, and settlement with zero fails. Discover how NYFIX Matching can modernize your operations and set you up for success in T+1 - and beyond. Read the case study: https://spklr.io/60424W6r

DORA is here, but the real work is only just beginning. At EMEA Trading Conference by FIX Trading Community, our Head of Markets, Broadridge Trading and Connectivity Solutions, Christian Voigt joined the Future of Security panel to discuss why true operational resilience requires constant evolution. “You need to be willing to break things, every year, in order to test, rebuild, and adjust. Challenge yourself; After all, the perfect system today isn’t the perfect system tomorrow.” Read more about Christian’s insights in a new article in Global Trading here: https://spklr.io/60424kdC

Operational resilience has evolved from a back-office concern to a strategic priority. Here are the key strategies industry leaders shared during a recent roundtable discussion hosted in Singapore: - Modernize legacy systems and ensure real-time data synchronization. - View operational resilience as a competitive advantage; develop robust Business Continuity Plans. - Implement cloud-native architectures and strong cybersecurity measures. - Embed resilience in core processes and collaborate with technology partners. Explore more insights here: https://spklr.io/60494Oxl

In 2024, we contributed to the groundbreaking proof of concept (PoC) for the Regulated Settlement Network, an interoperable settlement network for multi-asset and cross-network transactions. The PoC tested how simultaneous and coordinated 24/7 settlement capabilities could be achieved for multi-asset and cross-network transactions. The outcomes of our cross-network intraday repo agreement settlement use case in the PoC included: -Enhanced liquidity management -Reduced sizing of liquidity buffer -Reduced nature of manual operations Read more about the use case here: https://spklr.io/60414OFz

We're honored to have been named "Best Solution for ETF Trading" at the TradingTech Insight, from A-Team Group Awards Europe 2025, recognizing our commitment to innovation and excellence in trading technology. Our solutions empower firms to streamline execution, enhance decision-making, and drive better outcomes in the ETF trading landscape. Discover how we support the needs of the global trading community. https://spklr.io/6042NRf6

In an article with Securities Finance Times, our Managing Director, Digital Innovation Capital Markets, Paul Chiappetta, discusses how digital assets and smart contracts are transforming the repo market. The complete ecosystem of some of the industry’s biggest, most-respected players including DTCC, Tradeweb, GLMX, and CME Group’s BrokerTec Quote is now in place for DLT-enabled repo trades. Read the article: https://spklr.io/60492YAv

In an article with Securities Finance Times, our Head of Digital Innovation, Capital Markets, Horacio Barakat, discussed how the benefits of distributed ledger technology are amplified when applied to repo transactions in our Distributed Ledger Repo platform, currently processing over $1.5T in monthly notional. Read more about the repo market transformation: https://spklr.io/6048Fkj0

The OMS landscape is evolving alongside market complexity. Access to new markets, asset classes, and interconnected workflows is redefining expectations for traders and technology vendors alike. The 2024 TabbFORUM OMS/EMS Annual Trends Report, featuring Brian Pomraning, our Chief Product Officer for Trading and Connectivity Solutions, examines key trends such as: ? The rise of automation and AI in trading workflows ? The increasing demand for scalable, cloud-based solutions ? The growing importance of seamless integration across front-office systems Learn how technology is enabling traders to manage complexity with efficiency and flexibility. https://spklr.io/60410kF3

As we enter the Year of the Snake, a symbol of resilience, wisdom, and transformation, we wish you and your loved ones a Happy Chinese New Year. Here's to a year of prosperity, health, and new opportunities.

With over 40% of shares locked in direct trading arrangements due to surging, proprietary and retail trading, institutional traders face wider spreads, distorted price discovery, and missed benchmarks using traditional tactics. See how you can adapt with advanced analytics, pre-trade prep, and tailored algorithms to stay competitive. https://spklr.io/60490kFB