What is Safety Management System (SMS)?
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What is Safety Management System (SMS)?

What is Safety Management System (SMS)?

SMS is a systematic approach to managing safety in aviation operations. It is a framework that incorporates policies, procedures, and processes to identify and manage safety risks. SMS enables organizations to proactively identify and mitigate potential safety hazards, reducing the likelihood of accidents. The aim of SMS is to improve the overall safety performance of an organization and to provide a safe and efficient operation for all stakeholders involved.

Why is SMS Important in Aviation?

SMS is critical in aviation due to the inherent risks associated with air travel. In the event of an aviation accident, the consequences can be devastating, affecting not only the passengers and crew but also the wider community. This highlights the need for robust safety management systems that can help prevent accidents and ensure the safety of all parties involved.

SMS provides a structured approach to safety management, allowing organizations to identify and manage safety risks in a systematic and proactive manner. By implementing SMS, organizations can ensure that they have the necessary processes and procedures in place to detect, assess, and mitigate safety risks. This reduces the likelihood of accidents and improves the overall safety performance of an organization.

Case Studies: The Importance of SMS in Practice

To reinforce the importance of SMS, we will look at two real-life examples of aviation accidents and how SMS could have prevented them.

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Air France Flight 447 - Divers recover part of the tail section from the Air France A330

1. Air France Flight 447

On June 1, 2009, Air France Flight 447 from Rio de Janeiro to Paris crashed into the Atlantic Ocean, killing all 228 people on board. The investigation revealed that the crash was caused by a combination of factors, including crew error, inadequate training, and a lack of standardization in the cockpit.

An SMS in place at Air France could have prevented the crash by identifying the potential hazards associated with the crew's actions and procedures. An SMS would have ensured that the crew was properly trained and that standard procedures were in place to minimize the risk of human error. By implementing SMS, Air France could have reduced the likelihood of this tragic accident.

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Lion Air Flight 610 crash debris.

2. Lion Air Flight 610

On October 29, 2018, Lion Air Flight 610 crashed into the Java Sea, killing all 189 people on board. The investigation revealed that the crash was caused by a technical failure in the aircraft's anti-stall system, which was not properly communicated to the crew.

An SMS in place at Lion Air could have prevented the crash by identifying the potential hazards associated with the anti-stall system and ensuring that the crew was properly trained to respond in the event of a failure. SMS would have also ensured that the technical failure was properly communicated to the crew and that procedures were in place to mitigate the risk of similar incidents in the future.


4 Essential Components of SMS Safety Management System

An SMS (Safety Management System) is crucial in ensuring the safety of employees, customers, and the public in any organization. The SMS framework comprises four fundamental components that work together to enhance safety in the workplace. Let's take a closer look at each component and explain it in a practical way with examples.

  1. Safety Policy

The first component of an SMS is the Safety Policy. It outlines the organization's commitment to safety and sets the foundation for the SMS. The Safety Policy should include a clear statement of the organization's safety objectives, responsibilities, and expectations.

For example, a company includes a statement in its Safety Policy that it is committed to providing a safe and healthy work environment for all employees, and that it will take all necessary measures to prevent accidents and injuries.

  1. Safety Risk Management

The second component is Safety Risk Management, which involves identifying and assessing potential hazards in the workplace. This component is essential in preventing accidents and incidents by providing a systematic approach to identifying, evaluating, and controlling safety risks.

For example, a company conducts regular safety inspections to identify any potential hazards and address them before they become a problem.

  1. Safety Assurance

The third component of SMS is Safety Assurance, which focuses on ensuring that the systems, processes, and procedures in place are effective in managing safety risks. This component involves monitoring and measuring the performance of the SMS and making improvements where necessary.

For example, a company conducts regular safety audits to assess the effectiveness of its SMS and make any necessary improvements.

  1. Safety Promotion

The final component of an SMS is Safety Promotion, which focuses on educating and promoting safety awareness among employees, customers, and the public. This component is essential in creating a safety culture within the organization and ensuring that everyone understands their role in promoting safety.

For example, a company conducts regular safety training sessions for its employees to educate them on the importance of safety and to promote a culture of safety in the workplace.


Main SMS documentation and references :

ICAO:

  1. Annex 19 - Safety Management. 2nd Edition, July 2016: This document outlines the international standards for aviation safety management set by the International Civil Aviation Organization (ICAO).
  2. ICAO Safety Management Manual, Fourth Edition - 2018 (Doc 9859-AN/474): This manual provides guidance on the implementation of safety management systems (SMS) in accordance with the standards set by ICAO in Annex 19.

EASA:

  1. European Aviation Safety Programme (EASP): This program outlines the policies and objectives of the European Aviation Safety Agency (EASA) in ensuring aviation safety in Europe.
  2. Regulation (EU) 2018/1139: This regulation lays out the legal framework for aviation safety management in Europe, including the requirements for safety management systems.
  3. Commission Regulation (EU) No 1035/2011: This regulation lays out specific rules for the air navigation services organizations in Europe.

FAA:

  1. FAA AC 120-92B - Safety Management Systems for Aviation Service Providers: This advisory circular from the Federal Aviation Administration (FAA) provides guidance on the implementation of safety management systems for aviation service providers in the United States.

IATA:

  1. IOSA, ISAGO Standards and Manuals: These standards and manuals are developed by the International Air Transport Association (IATA) and provide a global framework for aviation safety management. The IOSA (IATA Operational Safety Audit) and ISAGO (IATA Safety Audit for Ground Operations) programs are industry leading programs for assessing and improving aviation safety.


Conclusion

In conclusion, the importance of SMS in aviation cannot be overstated. SMS provides a structured approach to safety management, enabling organizations to identify and manage safety risks in a proactive and systematic manner. By implementing SMS, organizations can reduce the likelihood of accidents and improve the overall safety performance of their operations. The case studies of Air France Flight 447 and Lion Air Flight 610 reinforce the importance of SMS in practice and demonstrate how it can be used to prevent aviation accidents.

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