Welcome to the sixth edition of the 1LoD Round-Up
Edition 6 | July 2024

Welcome to the sixth edition of the 1LoD Round-Up

Inside you'll find:

  • Key information and updates regarding our upcoming events
  • Explore the key takeaways and valuable insights from our most recent events and reports
  • The opportunity to get better acquainted with our team members


[Press Release] Infopro Digital acquires 1LoD, a conference platform for non-financial risk and compliance professionals in banking

We are delighted to announce that 1LoD has been acquired by Infopro Digital . Through its brands Risk.net and Chartis Research , it is a leading provider of information services to risk management professionals in financial services.

With their strength?in financial risk and our focus on non-financial risk the two businesses are highly complementary and we are very excited about the next stage of 1LoD’s expansion.

Read the full press release


Latest Insights

Good vs Great: The Benefits of Using Advanced Technology to Tackle Financial Crime

The Financial Crime Summit – New York brought together industry leaders, practitioners, law enforcement representatives and regulators to discuss the use of technology in preventing financial crime, as well as developments in Anti-Money Laundering (AML), fraud, sanctions, and Know Your Customer (KYC).

Read the full report


Non-Compliance is More Expensive Than Compliance

Firms are spending more on their communications surveillance, investing in devices, technology solutions and servers to handle high volumes of data

Read the full report


Will AI really reduce surveillance costs?

A cynic might argue that the cost of surveillance is essentially the cost of generating and dispositioning noise. It is a cliché of traditional surveillance methods and technologies that false positives – or, more properly,?a combination of alerts that identify anomalies too small to matter plus actual false positives which are alerts that should never have been triggered in the first place – represent up to 99% and beyond of alerts generated. Dealing with this alert ‘firehose’ is, in essence, surveillance.

Read the full blog


Levelling-up Trade Surveillance Functions

Surveillance functions struggle to keep up with fast evolving markets, technology changes, and complex infrastructure, which make data tracking and regulatory compliance more difficult.

Read the full report


Effectively interpreting and staying ahead of evolving regulatory requirements across the Asia Pacific region

Financial institutions operating in AsiaPac need to be agile and proactive in addressing new challenges and regulatory developments, and should continue to monitor and update their compliance procedures to avoid any lapses that could result in significant fines or reputational damage.

Read the full report


Upcoming Events

The Financial Crime Summit - London, 5 September, in-person event

  • Take this opportunity to hear from Sarah Pritchard , Executive Director of Supervision, Policy & Competition – Markets, Financial Conduct Authority (FCA), who will be delivering a keynote address at The Financial Crime Summit – London. As Executive Director Markets, she is responsible for the delivery of the FCA’s statutory market integrity objective and co-leads the combined Supervision, Policy and Competition (SPC) division.


XLoD Global - London, 13 & 14 November, in-person event

  • You can now secure your ticket for XLoD Global - London on the 13 & 14 November.
  • This year we are bringing a unique perspective in risk management and decision-making direct from the aerospace and space exploration industry - hear from Tim Peake CMG , the first British astronaut to visit the International Space Station (ISS) whose experience illustrates the importance of meticulous planning, continuous training, and the implementation of robust systems to prevent and manage risks – all crucial elements for fostering a culture of compliance relevant within financial institutions.


Annual virtual AML Deep Dive, 26 & 27 November, a virtual event


Annual virtual Fraud Risk Deep Dive, 3 & 4 December, a virtual event


Meet the Team: Marcus Deans, Account Manager, 1LoD

Marcus Deans, Account Manager, 1LoD

Meet Marcus Deans , Account Manager at 1LoD, responsible for growing the sponsorship of XLoD Global. Prior to joining 1LoD, Marcus graduated from the University of Leeds with a BA in Politics and spent time travelling around South East Asia.

We are delighted to announce that this month we are celebrating Marcus’ 1-year anniversary at 1LoD. It's been an incredible year with Marcus on our team and he's absolutely smashed it, proving to be a fantastic asset to the company.


Q&A

1. If you could holiday anywhere in the world, where would it be?

Naples, Florida. It’s my happy place!


2. What does everyone else seem to like that you can't stand?

Standing on escalators.


3. What's the best way to spend an hour?

Facetiming an old friend.


4. What is one rule you live by?

(Almost) always say “yes”- you never know where it might take you.


The 2024 Surveillance Benchmarking Survey & Report

1LoD has released the much-anticipated 2024 Surveillance Benchmarking Survey & Report.

This groundbreaking study, building on the foundation laid by its 2020 predecessor, brings to light the rapid advancements and critical shifts in the landscape of market abuse surveillance. The comprehensive survey, enriched by insights from over 30 leading global banks, presents a forward-looking analysis that benchmarks current practices and sets the stage for the future of trade, e-comms, and voice surveillance in financial institutions.

About The 2024 Surveillance Benchmarking Survey & Report

Crafted in collaboration with 1LoD’s Surveillance Leaders’ Network, this survey reflects thousands of conversations and consultations with the industry’s top surveillance leaders. It serves as an essential benchmarking tool for financial institutions worldwide, enabling them to gauge their surveillance practices against peers and navigate the evolving regulatory and technological landscape. The report has been compiled with insights provided by 30 banks. 74% of the banks who participated in the survey surveil a population of 1000+.?

Learn more about The 2024 Surveillance Benchmarking Survey & Report


For more information about our events, reports, and the team, visit the 1LoD website, and make sure to subscribe to our newsletter to get the latest insights.


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