Welcome to the seventh edition of the 1LoD Round-Up

Inside you'll find:

• Key information and updates regarding our upcoming events
• Explore the key takeaways and valuable insights from our most recent events and reports
• The opportunity to get better acquainted with our team members

[Press Release] Infopro Digital acquires 1LoD, a conference platform for non-financial risk and compliance professionals in banking

We are delighted to announce that 1LoD has been acquired by Infopro Digital . Through its brands Risk.net and Chartis Research , it is a leading provider of information services to risk management professionals in financial services.

With their strength?in financial risk and our focus on non-financial risk the two businesses are highly complementary and we are very excited about the next stage of 1LoD’s expansion.

Read the full press release

Latest Insights

What to do about data completeness

Does anyone still care about market abuse? What these surveillance leaders mean is, in the quest for channel and data completeness, have we lost sight of the idea of a risk-based approach to surveillance? And where does the drive for completeness end?

Read the full blog

Enhancing KYC Efficiency: Embracing Risk Based Approaches, Emerging Technologies, and Continuous Compliance

Banks need to have clear documentation of their risk assessment processes to reassure regulators that they have taken the appropriate risks into account. They must show they have met global standards and local regulatory requirements, and provide evidence of regular reviews and updates to their risk-management strategies.

Read the full report

Evolving Non-Financial Risk Management Across The 3 Lines of Defence To Address New and Emerging Risks

Leading practitioners discussed new trends in non-financial risk and control, highlighting that organisations must adopt a comprehensive view of rapidly evolving risks, recognising the interconnected nature of geopolitical, economic, cyber, and environmental threats to manage them effectively.

Read the full report

Embracing Advanced Technologies The Future of Risk Management and Compliance in Asset Management

The first debate on highlighted several critical areas of focus for the next 1-5 years. Participants agreed that asset management firms should invest in AI and advanced technologies to?enhance the efficiency and coverage of their communications surveillance functions.?

Read the full report

The Technology-Driven Revolution in Know Your Customer Processes

Senior leaders in KYC agreed that banks must respond to changes in technology and financial crime by adapting their KYC practices. The discussion, based on the agenda of assessing and implementing technology-driven innovations in KYC, covered all aspects of this important industry transformation.

Read the full report

Enhancing Surveillance Data Governance and Conduct Risk Detection

The Surveillance Leaders’ Network discussed the importance of ensuring data accuracy and completeness, and identified several problem areas and potential solutions within the financial sector.

Read the full report

Upcoming Events

XLoD Global - London , 13 & 14 November, in-person event

• You can now secure your ticket for XLoD Global - London on the 13 & 14 November with the Early Bird rate.
• This year we are bringing a unique perspective in risk management and decision-making direct from the aerospace and space exploration industry - hear from Tim Peake CMG , the first British astronaut to visit the International Space Station (ISS) whose experience illustrates the importance of meticulous planning, continuous training, and the implementation of robust systems to prevent and manage risks – all crucial elements for fostering a culture of compliance relevant within financial institutions.

AML Deep Dive & Report , 26 & 27 November, an annual virtual event & report

• Tickets for the virtual AML Deep Dive & Report is on sale now - you don't want to miss this.
• Optimise the operating model and determine the roles of all 3 lines of defence, and enhance collaboration, coordination and integration within the organisational structure.

Fraud Risk Deep Dive & Report , 3 & 4 December, an annual virtual event & report

• Registration is open now! Don't miss your chance to secure tickets for the upcoming virtual Fraud Risk Deep Dive & Report. Grab yours now!
• Leverage technology strategies and frameworks to combat the ever-advanced threat of illicit activity, and actively fight fraud rather than purely meet technical compliance requirements.

Featured Partner Events

Risk Live Roadshow Berlin , 1 October, in-person event

• Risk Live Roadshow Berlin is the premier European event gathering senior industry professionals, innovators, and influencers to connect and collaborate on pressing challenges in risk management and operational risk. Join over 300 risk leaders from banks, buy-side firms, regulators and more for interactive discussions, informative presentations and closed-door networking.

Risk Live North America , 16 & 17 October, in-person event

• Risk Live North America?unites senior risk management and risk transfer professionals providing a convenient platform for the exchange of ideas, access to cutting-edge insights, benchmarking and relationship building. Whether you are interested in risk management, operational risk, investment risk, AI or compliance, join us to?future-proof your business.

Meet the Team: Dan Ciotkowski, Account Manager, 1LoD

Meet Dan Ciotkowski , Account Manager at 1LoD, responsible for financial institution delegates. Prior to joining 1LoD, Dan worked for Audible and also spent over 20 years as an actor. Over the last year and a half, Dan has progressed from Account Executive to Account Manager, helping to grow the numbers of financial institution delegates at 1LoD events.

Q&A

1. If you could holiday anywhere in the world, where would it be?

Madagascar or New Zealand.

2. What does everyone else seem to like that you can't stand?

Butter on a sandwich.

3. What's the best way to spend an hour?

On a nice walk in the countryside with friends.

4. What is one rule you live by?

Life goes on.

The 2024 Surveillance Benchmarking Survey & Report

1LoD has released the much-anticipated 2024 Surveillance Benchmarking Survey & Report .

This groundbreaking study, building on the foundation laid by its 2020 predecessor, brings to light the rapid advancements and critical shifts in the landscape of market abuse surveillance. The comprehensive survey, enriched by insights from over 30 leading global banks, presents a forward-looking analysis that benchmarks current practices and sets the stage for the future of trade, e-comms, and voice surveillance in financial institutions.

About The 2024 Surveillance Benchmarking Survey & Report

Crafted in collaboration with 1LoD’s Surveillance Leaders’ Network, this survey reflects thousands of conversations and consultations with the industry’s top surveillance leaders. It serves as an essential benchmarking tool for financial institutions worldwide, enabling them to gauge their surveillance practices against peers and navigate the evolving regulatory and technological landscape. The report has been compiled with insights provided by 30 banks. 74% of the banks who participated in the survey surveil a population of 1000+.?

Learn more about The 2024 Surveillance Benchmarking Survey & Report

For more information about our events, reports, and the team, visit the 1LoD website, and make sure to subscribe to our newsletter to get the latest insights.