Welcome to our latest edition of the 1LoD Round-Up

Inside you'll find:

• Key information and updates regarding our upcoming events
• Explore the key takeaways and valuable insights from our most recent events and reports
• The opportunity to get better acquainted with our team members

Latest Insights

Highlights Video: The Financial Crime Summit - London 2024

Relive the highlights of The Financial Crime Summit - London 2024 and see if you can spot yourself! We would like to thank all who participated in the video. Many thanks to Bobbin Productions for producing this video ???

Watch the full video

Financial Crime Prevention: Making the Most of Generative AI

Senior Financial Crime Leaders discussed the practical uses and great potential of Generative Artificial Intelligence - or GenAI - in the banking sector when they gathered for 1LoD’s Financial Crime Leaders’ Network in London. Bankers described the benefits and problems they have encountered when using GenAI to save time and cost.

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Navigating the Complexities of Modern Financial Crime Prevention

One of the main themes at The Financial Crime Summit – London was implementing robust financial crime risk management to keep up with evolving illicit activity and more sophisticated criminals. While technology plays an essential role in modernising financial crime prevention, it is crucial not to overlook the value of traditional risk management practices.

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The Billion Dollar Data Reckoning Question How Can Your Trade Surveillance Team Avoid The Next 9-Figure Fine

For financial institutions today, trade surveillance has evolved beyond just meeting regulatory checklists - it’s a fundamental test of data integrity that demands a re-engineering of entire data management and governance frameworks. With regulators levying existential fines for incomplete or flawed data, every transaction, venue, and product must be accounted for with precision.

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Strengthening Financial Crime Controls Navigating Transparency, Dynamic Due Diligence, and Geopolitical Risk

1LoD’s Financial Crime Leaders’ Network in New York brought together Managing Directors from leading financial institutions and welcomed James Martinelli, Acting Associate Director of the Policy Division, FinCEN to provide a keynote address to initiate the discussion.

Read the full report

Upcoming Events

AML Deep Dive & Report, 26 & 27 November, an annual virtual event & report

• Tickets for the virtual AML Deep Dive & Report is on sale now - you don't want to miss this.
• Optimise the operating model and determine the roles of all 3 lines of defence, and enhance collaboration, coordination and integration within the organisational structure.

Fraud Risk Deep Dive & Report, 3 & 4 December, an annual virtual event & report

• Registration is open now! Don't miss your chance to secure tickets for the upcoming virtual Fraud Risk Deep Dive & Report. Grab yours now!
• Leverage technology strategies and frameworks to combat the ever-advanced threat of illicit activity, and actively fight fraud rather than purely meet technical compliance requirements

The Financial Crime Summit - New York, 27 February, in-person event

• The Financial Crime Summit is returning to New York on the 27 February 2025. You can now secure your ticket for The Financial Crime Summit - New York on the 27 February with the Super Early Bird rate.
• Prepare your questions for a keynote interview with Anthony Scaramucci , Former Communications Director, White House & Founder, SkyBridge Capital , who will be interviewed by Dr. Roger Noon , Senior Moderator, 1LoD. Keep an eye out as we will be announcing details of this interview soon.

Meet the Team: Daniela Kaltenbach, Marketing Director, 1LoD

Meet Daniela Kaltenbach , Marketing Director at 1LoD . Daniela has been working in events for nearly 20?years. During this time, she has marketed several different events formats ranging from large scale exhibitions, conferences, webinars, roundtables to awards across a variety of industries and on an international basis.

Q&A

1. If you could holiday anywhere in the world, where would it be?

Japan

2. What does everyone else seem to like that you can't stand?

TV shows like Love Island, Strictly or Bake Off

3. What's the best way to spend an hour?

Doing something creative, like sewing or woodworking

4. What is one rule you live by?

There should be laughter after pain, there should be sunshine after rain

The 2024 Surveillance Benchmarking Survey & Report

1LoD has released the much-anticipated 2024 Surveillance Benchmarking Survey & Report.

This groundbreaking study, building on the foundation laid by its 2020 predecessor, brings to light the rapid advancements and critical shifts in the landscape of market abuse surveillance. The comprehensive survey, enriched by insights from over 30 leading global banks, presents a forward-looking analysis that benchmarks current practices and sets the stage for the future of trade, e-comms, and voice surveillance in financial institutions.

About The 2024 Surveillance Benchmarking Survey & Report

Crafted in collaboration with 1LoD’s Surveillance Leaders’ Network, this survey reflects thousands of conversations and consultations with the industry’s top surveillance leaders. It serves as an essential benchmarking tool for financial institutions worldwide, enabling them to gauge their surveillance practices against peers and navigate the evolving regulatory and technological landscape. The report has been compiled with insights provided by 30 banks. 74% of the banks who participated in the survey surveil a population of 1000+.?

Learn more about The 2024 Surveillance Benchmarking Survey & Report

For more information about our events, reports, and the team, visit the 1LoD website, and make sure to subscribe to our newsletter to get the latest insights.