Welcome to the latest edition of our Financial Services newsletter.

Welcome to the latest edition of our Financial Services newsletter.

In this issue, we bring to your attention key regulatory updates published by the FCA and give a brief reminder of your upcoming deadlines.

For this quarter's hot topic, Sarah Dalton tackles how your SM&CR?needs to be integrated with your HR function.

From a prudential perspective, we cover the essential role of?forecasting capital and liquidity?to demonstrate financial resilience.

And in other news, we share some of?Buzzacott's latest goings on,?including?some exciting insight on our latest award!?

Best regards,?

Buzzacott's Financial Services sector team



From the regulatory hub


Regulatory deadlines for your calendar

Substitute to the constant reminders from the FCA with regards to your regulatory returns. Click through to record them in your calendar.

Click here to see more.


Are you confident your Human Resources function is SM&CR compliant?

SM&CR holds a significant impact because of the effect it had on processes that involve managing people including how employees need to be recruited, screened, managed, and developed.

Click here to read more.


Joining the dots: The Essential Role of Forecasting Capital and Liquidity

Since the implementation of the IFPR, the Financial Conduct Authority (FCA) has focused heavily on the financial resilience through the liquidity of investment firms. In this article, we share some valuable tools to ensure your business maintains sufficient liquid assets.

Click here to read more.


Buzzacott news

  • 'Best Audit Firm - Middle Market' winner
  • National Apprenticeship Week celebrations
  • HFM Emerging Managers Summit

Click here to read more.


Support for your firm

Buzzacott's financial services sector outsourcing team are specialists in delivering FCA regulatory reporting and advisory services. Talking to clients pro-actively, decoding new regulations and assisting clients with the regulatory reporting burden is our area of expertise. Click below to discover how we can work together.

Read more.



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