Welcome to the January Edition of Custodia Connect
As we step into February, we’re energized by the incredible momentum that January has brought. From winning a prestigious award to attending pivotal events with our global partner, Orange Business, the year has already seen us building on the foundations of innovation and collaboration.
This month’s edition of Custodia Connect captures these milestones and looks forward to what’s ahead. Join us as we celebrate our Solutions Pioneer Award, reflect on the insights gained at the Dublin and Paris Sales Kick-Offs, and explore the importance of operational resilience in the regulatory landscape.
Regulatory Roundup
As always, we bring you the latest updates shaping the regulatory landscape. This month’s roundup includes key developments across the EU, US, and UK, highlighting emerging trends and critical compliance insights.
(10 Jan) - UK House of Commons: HMG response to Committee report on the governance of AI
The HoC Science, Innovation and Technology Committee (SITC) has received and published the Government’s response to its third report on the governance of AI. The Government agrees with the SITC that AI specific legislation is required. It will shortly publish a consultation setting out legislative proposals to establish binding regulations on companies developing the most powerful AI models.
(13 Jan) - Two Robinhood broker-dealers to pay $45 Million in combined penalties for violating more than 10 separate securities law provisions
(13 Jan) - 12 firms to pay more than $63 million combined to settle SEC’s charges for recordkeeping failures
The SEC announced charges against nine investment advisers and three broker-dealers for failures by the firms and their personnel to maintain and preserve electronic communications, in violation of recordkeeping provisions of the federal securities laws.
(17 Jan) - The Feasibility for Further Centralisation of Reporting of Major ICT-Related Incidents.
The European authorities publish a report on the feasibility for further centralisation of reporting of major ICT-related incidents.
(17 Jan) - DORA came into Entry
(20 Jan) - President Trump has rescinded President Biden's Executive Order 14110
President Trump has rescinded President Biden's Executive Order 14110 of 30 October 2023 on the safe, secure, and trustworthy development and use of AI.
(21 Jan) - Formation of a New Crypto Task Force to be led by Commissioner Hester Peirce
Acting Chairman Mark T. Uyeda launched a crypto task force dedicated to developing a comprehensive and clear regulatory framework for crypto assets. The Task Force’s focus will be to help the Commission draw clear regulatory lines, provide realistic paths to registration, craft sensible disclosure frameworks, and deploy enforcement resources judiciously.
(23 Jan) - The EIOPA published 3 answers to questions concerning DORA
The EIOPA published 3 answers to questions concerning DORA, the Q&A include a question on the type of services that should be considered ICT services based on the definition of DORA Article 3(21).
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(24 Jan) - Acting Chairman Mark T. Uyeda Names Acting Senior Staff
The SEC announced Acting Chairman Mark T. Uyeda’s selections for several senior roles in acting capacities across the Commission to fill vacancies created by recent departures.
Custodia Wins Solutions Pioneer Award
Big news! Custodia is thrilled to announce that we received the Solutions Pioneer Award from our global partner, Orange Business , on January 23 at their European Sales Kick-Off in Dublin.
This prestigious award recognizes the ground-breaking capabilities of Compliance Cloud One (CC1) and highlights our joint commitment to delivering an innovative, trusted, and transformative regulated data service.
The award was presented during a memorable evening at the Clayton Hotel, where the theme “All Things Irish” set the stage for a gala dinner filled with warmth and celebration. A special thank you goes to Ray Hampson and Kelly Gage for representing Custodia with expertise and enthusiasm, contributing to this incredible milestone.
With CC1 at the core of our partnership, we continue to revolutionize how regulated industries capture, validate, and archive data. Together with Orange Business, we are setting the standard for innovation and compliance excellence.
Custodia at Orange Business SKOs: Dublin and Paris
January has been a dynamic start to the year, with Custodia proudly attending two major events hosted by Orange Business: the European Sales Kick-Off in Dublin and the Partner Day & Sales Kick-Off in Paris the week prior.
Dublin:
The two-day event at the Clayton Hotel saw our stand buzzing with activity. From meaningful conversations about CC1 to our ever-popular Custodia teddy mascots bringing a touch of charm, it was an engaging and rewarding experience. Key connections were made with Orange Business’s regional leads, laying the groundwork for future collaborative opportunities.
Paris:
At Le Salon Partenaires (#LSP25), our team connected with partners and clients, driving discussions on the innovative capabilities of CC1. A special thanks to Orange Business organizers Ilham Rahali and Amina Achouri for their thoughtful planning and warm hospitality, which made the event both impactful and enjoyable.
These events reinforced the strength of our collaboration with Orange Business and opened doors for exciting opportunities to drive innovation together.
Focus Feature: Operational Resilience Under DORA
As the Digital Operational Resilience Act (DORA) came into full effect on January 17, operational resilience has become an essential pillar for regulated industries.
In her latest blog post, Dr. Nathalie Aubry-Stacey , Custodia’s Head of Regulatory Affairs and Compliance, explores how businesses can navigate these new requirements to build more robust, future-ready operations. Her insights delve into:
Operational resilience is more than compliance – it’s a foundation for sustained innovation and trust.
Thank You for Connecting
We’re proud to share these milestones and insights with you. Thank you for being a part of Custodia’s journey as we innovate and grow together.
Don’t forget to share this newsletter with your network and encourage them to sign up here.
Here’s to another month of innovation and collaboration!