Welcome to the first edition of the 1LoD Round-Up
Edition 1 | February 2024

Welcome to the first edition of the 1LoD Round-Up

Inside you'll find:

  • Key information and updates regarding our upcoming events
  • Explore the key takeaways and valuable insights from our most recent events and reports
  • The opportunity to get better acquainted with our team members


Upcoming Events

The Financial Crime Summit - New York, 27 February

This is a unique opportunity to hear from leading banking practitioners who are pioneering best practice in tackling economic crime globally.?

Highlights:

  • Keynote Fireside Chat with General David H. Petraeus - Former Director of the CIA. There will be limited signed copies of his new book available at The Financial Crime Summit: Conflict: A Military History of the Evolution of Warfare from 1945 to Ukraine, which has been shortlisted for the Military History Matters Book of the Year Award
  • Regulatory Keynote Address by Michael Rufino, Co-Head, Broker-Dealer and Exchange Examination Program, U.S. Securities and Exchange Commission (SEC)
  • Benchmark and network with over 200 senior financial crime practitioners
  • Hear from 40+ expert speakers

The Early Bird rate ends on 9 February. Get your ticket now.



Culture & Conduct Deep Dive, 12 & 13 March

If culture drives conduct, then what drives culture? Questions also arise as to what classifies as effective metrics for measuring and assessing culture? What role does Diversity & Inclusion play in fostering a positive, purposeful culture? And with the popularisation of ChatGPT and LLMs (Large Language Models), what role does advance technology solutions have on improving, implementing, and assessing culture change in an organisation.

Have a look at the keynote speech from the last event by?James Hennessy, Head of the Governance and Culture Reform Initiative, Federal Reserve Bank of New York.?

Find out more about the event and get your ticket.



Latest Insights

Why are so many banks so hesitant on trader profiling?

Banks argue that regulators are too conservative, stifling innovation; regulators counter, claiming they embrace innovation if it's effective. It's a dance of perspectives, and both sides deserve a moment of understanding.

Read the full blog


Surveillance tech for 'normal' banks: a tough crowd

It’s easy, but unhelpful, to discuss surveillance and compliance technology in terms of ‘financial institutions’, as though that term defined a homogenous group of organisations. Read the full blog


Are your 3 lines prepared for a bumpy 2024? An Enterprise-Wide View of Non-Financial Risk across the 3 Lines of Defence

XLoD Global – London attracted around 700 senior practitioners from 1st line risk and control functions, 2nd line compliance and risk units, and 3rd line audit teams over two days in November. They reached several important conclusions.

Read the post-event report


Banks’ non-financial risk training slammed as ‘inadequate’

Our co-founder Paul Hodge recently contributed to this article by Banking Risk & Regulation.

Banks are “ill-equipped” to train professionals in non-financial risk, according to a global survey backed up?by?chief risk officers and industry experts.

Financial institutions say they are hamstrung because there is no internationally certified standard, particularly when it comes to non-financial risk, such as operational risk.?

Read the article



Meet the Team: David Lamb, Head of Technology

David Lamb, Head of Technology, 1LoD
David Lamb, Head of Technology, 1LoD

Meet David (Dave), 1LoD's Head of Technology and out-of-office choral singer. Dave has been a crucial member of the 1LoD team since the beginning in 2017. He has consistently played a pivotal role within the company, readily available to address a wide range of enquiries, whether technical or non-technical. Dave also played an instrumental role in guiding the company's smooth transition to an online format during the COVID-19 pandemic and later orchestrating the return to an in-person setting with a hybrid approach.

Prior to joining 1LoD, Dave worked as a Digital Marketing Executive at Euromoney in the conference division, eventually becoming Head of Digital and managing the conference division’s production work, innovation, and technology.?

He graduated from Royal Holloway, University of London, with a bachelor's degree in English and Creative Writing, while successfully launching and establishing Insanity Radio as the UK’s first fully student-run station on community FM.

Q&A

1. If you could holiday anywhere in the world, where would it be?

Japan


2. What does everyone else seem to like that you can't stand?

Love Island


3. What's the best way to spend an hour??

Countryside pub with a fire


4. What is one rule you live by??

Don't give away too much on social media



For more information about our events, reports, and the team, visit the 1LoD website, and make sure to subscribe to our newsletter to get the latest insights.


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