登录查看更多内容

US Financial Regulators

David Silverman

Compliance and Risk Management Executive

发布日期: 2024年8月9日

Another excerpt from Stop Harming Customers, an excellent book about the exciting world of financial industry compliance. Today a review of the US financial regulators. There's probably more than you think! Since LinkedIn doesn't allow for tables, I'm forced to paste as images. Apologies.

https://www.amazon.com/Stop-Harming-Customers-Compliance-Manifesto/dp/1637425392

Stop Harming Customers

404 位关注者

要查看或添加评论，请登录

David Silverman的更多文章

Another Puzzle

2024年11月29日

Another Puzzle

Content Advisory: Some discrete math. Word puzzles.
Less Spelling Bee

2024年11月24日

Less Spelling Bee

In my recent post I said that there weren't billions of possible New York Times Spelling Bee puzzles. https://www.

3 条评论
Too Much Spelling Bee!

2024年11月18日

Too Much Spelling Bee!

Content warning: Computer programming and mild combinatorics. May not be suitable for anyone.

10 条评论
Are we Complying with the Law? A Google (or ChatGPT) for Compliance

2024年6月29日

Are we Complying with the Law? A Google (or ChatGPT) for Compliance

TL/DR: Today an excerpt from my book, Stop Harming Customers, where I discuss the dream. A meeting of technology and…

6 条评论
ChatGPT: There will be math

2024年5月8日

ChatGPT: There will be math

This is not a post about financial industry compliance. It is about math, and programming, and, yes, ChatGPT.

5 条评论
Programming Is Not Dead. Math Is Not Dead. Art Is Not Dead. Law Is Not Dead.

2024年2月15日

Programming Is Not Dead. Math Is Not Dead. Art Is Not Dead. Law Is Not Dead.

I used to be a pretty good chess player. 40 years ago.

3 条评论
Can ChatGPT Prove I Was an Idiot in 1989?

2023年11月7日

Can ChatGPT Prove I Was an Idiot in 1989?

Yes. (And so can Google and GitHub CoPilot.

5 条评论
What's It Like Programming with ChatGPT?

2023年6月26日

What's It Like Programming with ChatGPT?

TL/DR: ChatGPT can save days of time when writing code, and it can also waste days of time chasing ghosts. If you use…

3 条评论
Crypto Contagion: Who's Got It?

2022年11月28日

Crypto Contagion: Who's Got It?

TL/DR: Crypto is going nuts. I am trying to track who's turning off the lights in a spreadsheet.

See all articles

US Financial Regulators

David Silverman

Compliance and Risk Management Executive

Stop Harming Customers

404 位关注者

David Silverman的更多文章

社区洞察

其他会员也浏览了

Don't Say the "M" Word!

GARM shuts down | Google loses antitrust trial | TikTok and Pinterest get in-app Amazon payments

Amazon Rings of Power: Reviews Blanked Out due to Fanboy Spamming, Then Back with "Incentivized" Reviews

If you shop on Amazon, you ABSOLUTELY need to read this!

A Message to Wall Street: Are You Just Another Hungry Hippo?

Amazon Error 90117: Product Description Exceeds the Character Limit

YOUR Financial Life in Your Own Hands

Amazon.de allows address data abuse

Fake Reviewer Caught On Chat

Further Ramblings

Stop Harming Customers

404 位关注者

David Silverman的更多文章

Another Puzzle

Less Spelling Bee

Too Much Spelling Bee!

Are we Complying with the Law? A Google (or ChatGPT) for Compliance

ChatGPT: There will be math

Programming Is Not Dead. Math Is Not Dead. Art Is Not Dead. Law Is Not Dead.

Can ChatGPT Prove I Was an Idiot in 1989?

What's It Like Programming with ChatGPT?

Crypto Contagion: Who's Got It?

社区洞察

其他会员也浏览了

Don't Say the "M" Word!

GARM shuts down | Google loses antitrust trial | TikTok and Pinterest get in-app Amazon payments

Amazon Rings of Power: Reviews Blanked Out due to Fanboy Spamming, Then Back with "Incentivized" Reviews

If you shop on Amazon, you ABSOLUTELY need to read this!

A Message to Wall Street: Are You Just Another Hungry Hippo?

Amazon Error 90117: Product Description Exceeds the Character Limit

YOUR Financial Life in Your Own Hands

Amazon.de allows address data abuse

Fake Reviewer Caught On Chat

Further Ramblings