Updated PPP Information

A private placement program is the fastest way to generate the funds for a project, but it always depends on client′s capability and request.

In our team are business manager, lawyers, trustees, notaries, chartered accountants, and former bankers having knowledge and experience about private placement programs since more than 20 years.

The bankers arranged the Buy/Sell of MTNs transactions for their banks, they know the banking world very well and worked with various trade desks all over the world since decades.

Special Project Funding Programs, Multi-Step-Programs, Multiple Trades or if a client prefers, a secured Buy/Sell Trading Operation of MTN can be setup.

Due to the actual Corona situation procedures etc. may change or need to be adopted case by case.

If one of your business partners intends to fund medium to large scale projects, we may be able to support you.

On request only, we may support sophisticated and accredited investors.

The proposed Client must, by international banking regulations, start the conversation with the submission of each of the documents needed.

The Client must pass the compliance Due Diligence first, to be invited to enter a Private Placement Program opportunity.

In this business, the Client always must take the first step by providing the required documentation to avoid falling into the "soliciting" rules.

If a Client wants to take part in a program he needs to provide:

A)????Passport Cop???????Color picture, high resolution, front and back

B)????CIS/KYC???????????????Client Information Sheet, Know Your Client (may?be different from trade desk to desk)

C)????Tear Sheet???????????New bank statement, signed by 2 bank officers?and a copy of their business cards.

Typical amount € 100 million up to € 5 billion. Case-by-case and from time to time smaller amounts may be acceptable.

?

Note! Not all clients in all countries have access to the following opportunities.

?

Cash Funds

Cash funds have to be in a prime bank in an acceptable country.

Funds stay in client′s bank under his sole signatory control.

Client and his funds must pass compliance due diligence first.

The trade entity needs a blocked funds/ administrative hold letter, by Swift MT799 or MT760 or by bank email, to start the trade.

Minimum amount € 100 million.

From time-to-time clients with less funds may be accepted.

Gold Bullion Bars

The gold must be in a prime bank or in an excellent precious metal depository like Brinks or Ferrari.

The gold stays in client′s bank or depository under his sole control.

The bank or the depository will need to issue a SKR (Safekeeping Receipt) or CD (Certificate of Deposit) for the gold.

Client and his assets must pass compliance due diligence first.

The SKR/CD may be used in combination of an IW (Insurance Wrap) and then used by the trade entity to start the trade.

Minimum amount shall € 200 millions of gold bullion bars equivalent to approx. 4 000 kg.

Instruments SBLC PPP

The cash backed instrument must be issued new from a prime bank in an acceptable country in favor of the trade entity as beneficiary.

The instrument must have a maturity typically 1 year 1 day.

Client and his funds must pass compliance due diligence first.

The trade entity gets the instrument by Pre-advice Swift MT799 followed by Swift MT760.

The instrument will be discounted (LTV Loan to Value) and the remaining funds will be used to start the trade.

The instrument will be returned to the issuing bank before maturity unencumbered and free of all liens.

Minimum amount € 160 million.

Project Funding Programs SBLC

Client needs to provide a new issued cash backed SBLC from a prime bank in an acceptable country maturity minimum 1 year 1 day.

If it is no prime bank client′s cash backed SBLC must be confirmed by a corresponding prime bank, with full banking responsibility.

For certain applications, a client may use a leased cash backed SBLC issued by a genuine instrument provider.

The project funding group gets the instrument by Pre-advice Swift MT799 followed by Swift MT760.

All instruments need to be issued in the name of the project funding group as beneficiary. Funding may take place in a JV (Joint venture)

Large projects may take several years to be funded, so each year a new instrument needs to be issued.

The instrument will be returned to the issuing bank before maturity unencumbered and free of all liens.

Minimum amount will be $ 50 million, case by case it may be less and is depending on the project.

CMOs PPP

A client must be the legal owner of CMOs deposited in a security account in a bank.

Client and his funds must pass compliance due diligence first.

The client provides a loan facility by transfer of all rights of the bond in favor of the trade entity.

The LTV the banks offer is low, so only large face values of the CMOs are of interest.

Typically, the LTV the trade entity can get is between 2% and 10% of the face value of the bond.

The minimum face value of the CMO shall be US$ 1 billion, not all CMOs will be accepted.

Art Collections PPP

The client must provide all documents of the art collection which show that the art is genuine, and he is the legal owner.

It is important that the paintings are evaluated at the actual price.

Client and his art collection must pass compliance due diligence first.

An official evaluator from Sotheby′s or Christie′s will be sent to the client to check the art collection.

The appraisal of the evaluator will be used to make an insurance wrap with one of the prime insurance companies.

The insurance wrap is used by the trade entity to start the trade.

Typical amount € 500 million.

Sophisticated Buy Out

A client must be the legal owner of assets (e.g. commercial building, hotel, cruise ship, mine, production facilities etc.) and is RWA to sell his asset(s) at a fair price.

To check the actual value of the asset a client must provide all necessary documents, like evaluation report and/or balance sheets of the last 3 years.

Also, businesses where due to Corona pandemic the turnover dropped dramatically will be considered in the Buy Out program to be purchased at a fair price.

After that the buying party make a few calculations to check if client′s asset has the value the selling party wants to get.?

If both parties agree to the selling price the client has to provide a blocked funds letter by Swift MT-799 from a prime bank which is backed by his own asset(s).

After the bank agreed to the client must transfer the title of the asset for a limited period of time to the company arranging the Sophisticated Buy Out.

Typically, it will take 90 days to finalize the Buy Out but is depending on the value of the blocked funds letter and the purchase price.

The blocked funds letter shall be minimum $ 50 million.

Thank you!

I hope we can start a successful business transaction in the near future very soon.

For additional?information please feel free to contact me.

Best regards

James W. Peterson

517-896-4275

[email protected]

NOTE: Bank Instruments for to be collateralized by blocked-cash-backed asset are NOT INVESTMENTS. If you choose to lease or to buy assets you are doing so at your own risk, have consulted with an attorney and shared this disclosure with them. Lease and Buy Assets is not a choose for direct investing in regulated market purposes. Therefore, we advise before you engage in any Leased or Purchased Asset transaction you consult an attorney and carefully consider all the risks.

DISCLAIMER: Sender is not a United States Securities Dealer, Broker, Real estate broker or US Investment?Adviser.?By reading this information enclosed, you agree, acknowledge and accept that this is a privileged, proprietary and confidential communication and you agree to keep it private. The sender is a Consultant and makes no warranties or representations as to the Buyer, Seller or Transaction. All due diligence is the responsibility of the Buyer and Seller. This E-mail letter and the attached related documents are never to be considered a solicitation for any purpose in any form or content. Upon receipt of these documents, the Recipient hereby acknowledges this Disclaimer.

CONFIDENTIALITY NOTICE: This message is intended for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential and exempt from disclosure under applicable law.?If the reader of this message is not the intended recipient or the employee or agent responsible for delivering this message to the intended recipient, you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited.?If you have received this communication in error, please notify us immediately by email reply.