UK National security vetting: clearance levels

Source – United Kingdom Security Vetting (UKSV) GOV.UK

Counter Terrorist Check (CTC)/Level 1B

It is Cabinet Office policy that a CTC or Level 1B clearance must be formally reviewed after 10 years or 5 years for non-Facility Security Clearance (FSC) contractors. The risk owner has the discretion to review a clearance at any time up to that point. They may adopt a policy of issuing shorter clearances to a particular category of employee (for example armed forces reservists; sub-contractors) as mitigation for a lower level of day-to-day personnel security oversight and/or carry out an early review in individual cases where a specific risk has been identified.

Who needs it and what it provides access to

Individuals who are to be employed in posts which:

·??????? involve proximity to public figures assessed to be at particular risk from terrorist attack

·??????? give access to information or material assessed to be of value to terrorists

·??????? involve unescorted access to certain military, civil, industrial or commercial establishments assessed to be at particular risk from terrorist attack.

What checks are involved

·??????? successful completion of the?Baseline Personnel Security Standard

·??????? completion, by the individual, of a Security Questionnaire

·??????? a departmental/company records check which might include, for example personal files, staff reports, sick leave returns and security records

·??????? a check of both spent and unspent criminal records

·??????? a check of Security Service records

·??????? if there are any unresolved security concerns about the individual or if recommended by the Security Service, the individual may also be interviewed.

?

Security Check (SC)

It is Cabinet Office policy that an SC clearance must be formally reviewed after 10 years (7 years for non-FSC contractors). The risk owner has the discretion to review a clearance at any time up to that point. They may adopt a policy of issuing shorter clearances to a particular category of employee (for example armed forces reservists; sub-contractors) as mitigation for a lower level of day-to-day personnel security oversight and/or carry out an early review in individual cases where a specific risk has been identified.

Who needs it and what it provides access to

Individuals who are to be employed in posts which:

·??????? require them to have long-term, frequent and uncontrolled access to SECRET assets and/or occasional, supervised access to TOP SECRET assets

And for individuals who:

·??????? while not in such posts, will be in a position to directly or indirectly bring about the same degree of damage

·??????? will have sufficient knowledge to obtain a comprehensive picture of a SECRET plan, policy or project

·??????? are being considered for employment where it would not be possible to make reasonable career progress without security clearance for access to SECRET assets

·??????? require access to certain levels of classified material originating from another country or international organisation.

What checks are involved

·??????? successful completion of the?Baseline Personnel Security Standard

·??????? completion, by the individual, of a security questionnaire

·??????? a departmental/company records check which will include, for example personal files, staff reports, sick leave returns and security records

·??????? a check of both spent and unspent criminal records

·??????? a check of credit and financial history with a credit reference agency

·??????? a check of Security Service records

·??????? exceptionally, if there are any unresolved security concerns about the individual, or if recommended by the Security Service, the individual may also be interviewed

·??????? in the event of any unresolved financial concerns, the individual may also be required to complete a separate financial questionnaire so that a full review of personal finances can be carried out

·??????? checks may extend to third parties included on the security questionnaire.

?

?

Enhanced Security Check (eSC)

Who needs it and what it provides access to

An Enhanced Security Check, is a supplementary safeguard that allows regular uncontrolled access up to SECRET assets and occasional, controlled access to TOP SECRET assets. It is only used for agreed, specific roles where an additional level of assurance is required over SC, but not to DV level.

Available only to those in specific roles, including the holders of:

·??????? posts in which there is a requirement to access SECRET code word material

·??????? posts that have been designated as requiring eSC because of the level of access they confer to certain specified information systems

·??????? certain overseas posts that have been assessed as exposing the holder to a significant espionage threat and/or have a lower than average level of management oversight.

What checks are involved

·??????? successful completion of the?Baseline Personnel Security Standard

·??????? completion, by the individual, of a Security Questionnaire, Financial Questionnaire and Internet Questionnaire

·??????? a departmental/company records check which will include, for example personal files, staff reports, sick leave returns and security records

·??????? a check of both spent and unspent criminal records

·??????? a check of credit and financial history with a credit reference agency

·??????? check of Security Service records

·??????? a detailed interview conducted by a trained Investigating Officer

·??????? checks may extend to third parties included on the security questionnaire

·??????? the full review of personal finances will include an assessment of an individual’s assets, liabilities, income and expenditure both on an individual basis and taking into account the joint position with a spouse or partner.

?

?

Developed Vetting (DV)

It is Cabinet Office policy that a DV clearance must be formally reviewed after 7 years (this also applies to non-FSC contractors where effective ongoing personnel security measures are in place). The risk owner has the discretion to review a clearance at any time up to that point. They may adopt a policy of issuing shorter clearances to a particular category of employee (for example; armed forces reservists; sub-contractors) as mitigation for a lower level of day-to-day personnel security oversight and/or carry out an early review in individual cases where a specific risk has been identified.

Who needs it and what it provides access to

Individuals who are to be employed in posts which:

·??????? require them to have frequent and uncontrolled access to TOP SECRET assets or require any access to TOP SECRET codeword material

And for individuals who:

·??????? while not in such posts, will be in a position to directly or indirectly bring about the same degree of damage.

·??????? require frequent and uncontrolled access to Category I nuclear material

·??????? require access to certain levels of classified material originating from another country or international organisation.

What checks are involved

·??????? successful completion of the?Baseline Personnel Security Standard

·??????? completion, by the individual, of a DV Security Questionnaire

·??????? a departmental/company records check which will include personal files, staff reports, sick leave returns and security records

·??????? a check of both spent and unspent criminal records

·??????? a check of credit and financial history with a credit reference agency

·??????? a check of Security Service records

·??????? a full review of personal finances

·??????? a detailed interview conducted by a trained Investigating Officer

·??????? further enquiries, including interviews with referees conducted by a trained Investigating Officer

·??????? checks may extend to third parties included on the security questionnaire

·??????? the full review of personal finances will include an assessment of an individual’s assets, liabilities, income and expenditure both on an individual basis and taking into account the joint position with a spouse or partner.

?

Developed Vetting (DV) renewal

Who needs it and what it provides access to

If you already hold a DV clearance you will be required to renew your clearance at intervals of no more than 7 years and more frequently if the risk owner has set a shorter validity period. Your sponsor will initiate a DV renewal. This carries the same mandatory checks as a DV clearance but may exclude the referee interview.

What checks are involved

·??????? successful completion of the?Baseline Personnel Security Standard

·??????? completion, by the individual, of a DV Security Questionnaire

·??????? a departmental/company records check which will include personal files, staff reports, sick leave returns and security records

·??????? a check of both spent and unspent criminal records

·??????? a check of credit and financial history with a credit reference agency

·??????? a check of Security Service records

·??????? a full review of personal finances

·??????? a detailed interview conducted by a trained Investigating Officer

·??????? further enquiries, including interviews with referees conducted by a trained Investigating Officer

·??????? checks may extend to third parties included on the security questionnaire

·??????? the full review of personal finances will include an assessment of an individual’s assets, liabilities, income and expenditure both on an individual basis and taking into account the joint position with a spouse or partner.

?

?

Enhanced Developed Vetting (eDV)

Who needs it and what it provides access to

Enhanced Developed Vetting is required for a very small number of agreed, specific posts where an additional level of assurance is required above DV. It can only be requested by a small number of Sponsors and only with an existing prior agreement with UKSV and the Cabinet Office.

What checks are involved

·??????? completion of a DV Security Questionnaire (including a family and travel element)

·??????? Criminal Record check

·??????? Security Services check

·??????? credit reference check

·??????? financial investigation

·??????? applicant interview

·??????? supervisor interview

·??????? referee interview

·??????? checks may extend to third parties included on the Security Questionnaire

the full review of personal finances will include an assessment of an individual’s assets, liabilities, income and expenditure both on an individual basis and taking into account the joint position with a spouse or partner