Trouble in the world’s most important market?

Anyone who has been following the financial markets news over the last few months would have seen the recent articles highlighting the concern about the liquidity in US Treasury markets, which is sized at $23 Trillion in terms of outstanding debt. Here are some recent articles, in case you missed.?

Why should this be a big deal???

  • Given the leadership status United States in the geo-political, economic spheres in the free world, the US treasury market (the combination of cash, repo and futures) is seen as the safest, deepest, most liquid and important market in the world. It is has been the safe-haven for investors across the world during periods of market stress and normalcy.??
  • Given the stability and risk-free nature of the market, US Treasury market is the benchmark for credit risk free yield curve, having a knock-on effect on the rates that consumers, businesses, and governments across the globe pay to borrow money.?
  • The U.S. Treasury repo market is used as an instrument of U.S. monetary policy, through transactions in the treasury market, which in turn has an effect on other markets across the world.?

However, the past years have seen tremors in the market that are raising the question – “Is well with the US Treasury market?”?

These events have led the USDOT, FED and the regulatory agencies to analyze the causes and evaluate measures that could improve the resilience of the market. Potential reasons being investigated include:?

  • Is the U.S. government debt is growing at a faster pace (due to the government stimulus measures, increase in supply of the Treasury securities) than the capacity of the Financial institutions to intermediate??
  • Given the stringent regulatory requirements in place post the Global Financial Crisis, are the broker-dealers constrained in their ability to make markets due to the Supplementary Leverage Ratio (“SLR”) related capital requirements??
  • Does the increase in activity of Principal Trading Firms (PTFs) and the lack of parity in regulatory compliance with Broker Dealers, have a detrimental effect on the market structure, impacting liquidity???

The preliminary results of their efforts and considerations are summarized in the staff progress report that was published on November 10, 2022.?

Improve resilience of market intermediation?

  • Changing regulation to mandate SEC registration of Principal Trading Firms (PTFs)?
  • Changes to market structure to enable All-to-All trading?
  • Bring congruency in margin regulation to avoid regulatory arbitrage?

Improving data quality and availability?

  • Enhancements to data collection to include large HFs in reporting mandates through changes to Form PF?
  • Improve data collection via TRACE to have reports more timely, granular and comprehensive??
  • Improve data collection across non-centrally cleared bilateral repos?
  • Enhance counterparty identification with broader use of standard identifiers (LEI)?

Enhancement to public data availability?

Expansion of central clearing to all market?

Enhancing trading venue transparency and oversight?

If these were to evolve into recommendations and later rules, this could mean significant changes to technology as well. Areas one could anticipate changes are?

Trade?

  • Changes to trading venues to allow direct access to Pension funds, Insurance Companies, hedge funds, etc.?
  • Pension funds, Insurance Companies, hedge funds, etc. having to develop trading capabilities?

Post-Trade?

  • Clearing and Settlement function to include PTFs and currently non-cleared repos into its scope???
  • Changes to collateral management function to bring parity in margin calculation across centrally cleared and bilaterally cleared instruments?

Regulatory Reporting?

  • Regulatory reporting for hedge funds, or dealers extending their IT for reporting services to hedge funds?
  • Improvements in TRACE reporting implementation which required additional data sourcing, translations and reporting?
  • Changes in reference data to ensure LEI availability and inclusion in processing?

Hence it would be interesting to see the industry view point being discussed during this week on November 16, 2022 at The 2022 U.S. Treasury Market Conference - FEDERAL RESERVE BANK of NEW YORK (newyorkfed.org). The event will also be available virtually, via a webcast. (Amazing how these discussions are accessible to us all, isn’t it?)?

要查看或添加评论,请登录

Rumman Iqbal的更多文章

  • The continuing chain of market outages...

    The continuing chain of market outages...

    It is exactly one month since the CrowdStrike triggered Microsoft outage, that impacted institutional and retail users…

    5 条评论
  • the changing world of asset management technology...

    the changing world of asset management technology...

    A recent news article from thetradenews caught my eye, and had me thinking about what is happening with the independent…

    4 条评论
  • Challenge of meeting regulatory mandates with outsourcing and cloud service providers

    Challenge of meeting regulatory mandates with outsourcing and cloud service providers

    In the US asset management space Registered investment advisers (RIAs) is a fast growing segment and play a critical…

    1 条评论
  • Bringing parity to an uneven race

    Bringing parity to an uneven race

    Where are the biggest US equity exchanges located? – If one were to ask this question to someone from outside the…

  • Short note on maker-taker

    Short note on maker-taker

    I did post an article by Allison Bishop on my timeline, that spoke about the need to have a balanced discussion on…

  • Market Structure 2019, a look back

    Market Structure 2019, a look back

    Though we are well into 2020, this is a short note on what I think were significant events in the equity market…

    1 条评论
  • Compliance breaches: why isn't it few and far between?

    Compliance breaches: why isn't it few and far between?

    The last few years have seen an increase in breaches both big and small. Here are some selected ones from last year.

    3 条评论
  • At pole position, is Cyber-security...

    At pole position, is Cyber-security...

    Around this time last year, the Financial Stability Oversight Council (FSOC) published its Annual Report for the year…

    1 条评论
  • Crowded Closing Auctions

    Crowded Closing Auctions

    The closing auctions at equity exchanges are attracting a larger fraction of the daily volumes, and today in Europe…

    1 条评论
  • Dicussion topics around US equity market structure

    Dicussion topics around US equity market structure

    Hi all, I believe the US equity market structure has undergone significant changes in the past decades starting with…

社区洞察

其他会员也浏览了