Timely Escalation of Issues and Challenges
Dinakar Murthy Krishna
Author | Speaker | Mentor | Managing Partner at Samuthána | Expertise in Process, Operational and Business Excellence | Creator of doHow? Methodology | Ex- Bosch
In the realm of managerial and leadership activities, timely escalation is a critical practice that ensures tasks are completed efficiently and effectively. This concept, often overlooked, involves reporting upward when challenges arise that hinder the successful completion of assigned duties. Essentially, timely escalation is about recognizing when additional support or resources are needed and communicating this need promptly to avoid potential setbacks.
Escalation can take various forms—be it through a phone call, an email, a WhatsApp message, or a face-to-face meeting. The key is that the escalation happens in a timely manner, allowing for adequate intervention to keep the project on track. This proactive approach is the responsibility of the employee, not the boss. It’s about ensuring that goals are met without unnecessary delays or complications.
One common issue in organizations is the practice of upward delegation. This practice stems from a lack of confidence, insufficient problem-solving skills, or simply a reluctance to take full responsibility for challenging tasks. Rather than analysing the situation, seeking potential solutions, and attempting to resolve the issue independently, some employees quickly push the problem back to their superiors. This can happen particularly when a new boss is in place or when an employee is required to step out of their comfort zone.
This not only burdens the manager with additional tasks but also stifles the employee’s growth and development. By avoiding the necessary effort to tackle problems head-on, employees miss valuable opportunities to learn and build their own capabilities, which ultimately hinders both personal and organizational progress. This behaviour creates a cycle of dependency and inefficiency, undermining the potential for effective leadership and robust problem-solving within the team.
Another detrimental practice observed in organizational settings is the escalation of issues to blame another function without prior discussion with the involved parties. This blame-oriented escalation erodes trust and collaboration between departments. Instead of fostering a culture of mutual support and problem-solving, it leads to finger-pointing and defensiveness.
For instance, if a project is delayed, an employee might hastily escalate the issue to senior management, blaming the delay on another department’s inefficiency without first discussing the problem with that department. Such actions not only create friction but also overlook the opportunity to understand and address the root causes collaboratively.
Distinguishing between upward delegation, escalation to blame and escalation for support is crucial. Effective escalation requires a proactive approach where employees first attempt to resolve issues within their scope, seek advice, and involve relevant parties before escalating to higher management. By fostering open communication and collaboration across functions, organizations can create a more supportive and efficient work environment. Employees should be encouraged to have direct discussions with the concerned departments to find a mutually agreeable solution before involving senior management. This approach not only helps in resolving the issue more effectively but also strengthens interdepartmental relationships and promotes a culture of teamwork and accountability.
Taking the earlier example, if a project is due in three months and the employee foresees difficulties, they should first discuss with the concerned functions to resolve the difficulty and if unsuccessful, then escalate the issue immediately to seek guidance. Waiting until the last minute and then asking for advice is not escalation; it’s upward delegation. This last-minute approach leaves little time for effective problem-solving and often results in the boss having to pick up the slack.
Prioritization is another area where timely escalation plays a vital role. Managers and employees alike are often overloaded with tasks. Effective time management and prioritization are essential. If an employee receives conflicting tasks that both require urgent attention, they should escalate the issue to their boss promptly. This allows the boss to adjust priorities or provide additional resources to ensure both tasks are completed. Delaying this communication until the deadline looms is again an example of upward delegation, not timely escalation.
Decision-making also benefits from timely escalation. When an employee identifies a potential issue that may prevent meeting a target, they should escalate the situation with a recommendation for a decision. This approach shows foresight and responsibility, as opposed to simply reporting the problem without any proposed solution. Timely escalation in this context means presenting the issue and possible solutions early enough to allow the boss to make an informed decision.
Seeking help is another critical aspect of timely escalation. Employees should not wait until they are overwhelmed before asking for assistance. If a task requires expertise or resources that the employee does not possess, escalating the need for help well in advance ensures that the necessary support can be arranged. Waiting until the last minute not only increases the pressure on the employee but also on the entire team or organization.
Last but not the least, a leader or manager must cultivate an environment of trust, support, and clear communication for fostering effective escalation. This starts with providing comprehensive training and resources, ensuring that team members have the necessary skills and knowledge to tackle their responsibilities confidently. Leaders should set clear expectations and goals, outlining the scope and boundaries of delegated tasks while allowing team members the autonomy to make decisions and solve problems independently. Regular feedback and constructive guidance help employees learn from their experiences and improve their capabilities. By recognizing and rewarding successful delegation and problem-solving efforts, leaders can motivate their team to take ownership of their tasks and responsibilities. Additionally, fostering a culture where seeking advice and support, after independently exploring all alternatives, is encouraged, rather than seen as a sign of weakness, helps build a collaborative and proactive team dynamic. This approach not only enhances individual growth but also drives overall organizational success by ensuring that tasks are managed efficiently and effectively at all levels.
In conclusion, timely escalation is a proactive and responsible practice that enhances managerial and leadership effectiveness as well as fosters healthy teamwork. It involves recognizing potential issues early and communicating them promptly to ensure that adequate support and resources are provided. By distinguishing between upward delegation and timely escalation, employees can demonstrate competence and responsibility, leading to smoother project execution and better organizational outcomes.
How is your effective escalation culture in your organisation?
Happy reading!
AGM,QSD and AMR at Kirloskar Brothers Limited focus on IMS 9.14,45,50k1 Certification TQM initiatives, Sustainability, Net zero and Greenco practicesAuditor IMS, ISO 17025&19443 std , TQM Aseessor
5 个月Well aerticulated thoughts on current issue at MSMEs
Civil Engineering Professional | Geotechnical Engineering And Management
6 个月In my experience if the resolution of issues requires systemic improvement and power is not vested on the subordinate to do so or if there is a threat to the employee safety while implementing a policy or procedure needs escalation. The employee does the upward delegation if he is not experiencing a flow state where the skills and challenge matches.In fact by having a right attitude the skill can be developed by the manager. If the attitude is missing then appropriate change management needs to be placed by considering the tendencies at physical, intellectual, negative emotions, positive emotions, conscious, subconscious, guidance layers of human personality.
Corporate Trainer II Mentor II Consultant II Promoter of Saraswati Industrial Services,Bengaluru
6 个月Dinakar Murthy Krishna Very well articulated. Escalations will come down if employees are made more accountable. Key task for a manager.
Retires Scientist G & Scientist In charge MERADO Ludhiana CSIR / CMERI and Ex Commander (Indian Navy)
6 个月Well articulated particularly blame game and side effects. Based on my experience when the least problems are projected from a head , ( as most solved at own level ) the problems and efforts to solve are not known . at times people take it granted it is relatively simple department or group . As a result the best persons efforts goes unnoticed. It may also noted that having solved the problem when reported , is likely to be viewed as obvious solution . But efforts to get to grass root, think and institute solution still does not get appreciated. this would be prominent when heading a specialist team , and boss is from different specialization .
Independent Automotive Professional
6 个月Excellent article Dinakar. You have brought out the difference between upward delegation and escalation very clearly. It's the former which happens mostly and people think they have escalated the issues.