Talking to regulatory hosting platforms – how to prepare
Cummings Pepperdine
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Cummings Pepperdine
Cummings Pepperdine is a full-service advisory firm in the three key areas of law, tax and FCA.
You have made the exciting decision to establish your investment advisory business or your investment management business or you are wanting to market your investment fund in the UK and do so using a regulatory hosting platform (“Platform”).
To be taken seriously by the Platform, you need to be fully committed, prepared and organised before you start speaking with a Platform.
We have put together this guide and checklist to assist you in preparing for your discussions with a Platform.
Read more here
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