Suspension from work pending Investigation - Best Practices for Employers exercising disciplinary action

Suspension from work pending Investigation - Best Practices for Employers exercising disciplinary action

An employment contract is distinct from many other contractual engagements because of the disparity in the Parties' bargaining powers, as the Employer, in most cases, manages the Employee's affairs. This condition makes Employment Protection Laws and Trade Unionism necessary to strike a fair balance and ensure the relationship is mutually beneficial to all parties involved.

One of an Employer's core powers is to discipline an Employee in deserving cases, subject to observing certain legal standards and procedures. In exercising this power, an Employer is bound to balance the need to uphold ethical and organizational standards with the right of an Employee to work and fair hearing.

Suspension from work is one of the precautionary measures adopted by Employers in disciplining Employees for breaching terms and conditions of employment and maintaining the integrity of investigation of workplace misconduct. Over the years, the exercise of this power has been subject to abuse. While exercising the power to suspend an Employee may be necessary in certain circumstances, Employers must be cautious to observe certain legal and procedural guidelines as recklessness in exercising this power can occasion a breach of trust and confidence in the employment relationship and sometimes lead to an abrupt termination of the employment relationship.

Simone Agoreyo v London Borough of Lambeth

The story of Simone Agoreyo, a teacher employed by the London Borough of Lambeth at Glenbrook Primary School, a community school in Clapham Park, South London exemplifies the need for Employers to comply with all legal and policy guidelines before deciding to suspend an Employee from work. On commencement of her employment, Simone was hired to teach children in one of the two year 2 classes. Children between the ages of 5/6 years with 26-29 children in the class, two of whom had "behavioural, emotional and social difficulties" ('BESD'). The School admitted that the full condition of the children was not disclosed to Simone during the interview and onboarding process.

Simone’s suspension from Work

On the 5th December 2012, Simone was accused of using excessive force against 2 of the children in her classroom, a report from 2 of her colleagues to the management on the incident led to her suspension from work with immediate effect. According to the management, her suspension was a precautionary measure and an investigation into the allegation. Simone felt that her Employer breached the duty of trust and confidence by approving her suspension based on the report of her colleagues without listening to her side of the story or complying with section 93(1) of the Education and Inspections Act 2006 regulating the conduct of Teachers.

Simone resigned upon her suspension on the 5th December, 2012 and subsequently challenged her suspension by suing the Council for a breach of implied trust and confidence at the Central London County Court. The Court held that the school had ‘reasonable and proper cause’’ to suspend her after receiving reports of the allegations against her and that suspension was necessary because of the school’s overriding duty to protect the children pending a full investigation. There was therefore no repudiatory breach of contract and the claim was dismissed.

?Dissatisfied with this decision, Simone appealed to the High Court on the same grounds. The court had to reconsider whether it was reasonable to suspend her and whether the suspension was a neutral act.

For clarity on issues before the court, her suspension letter reads as follows:

"The suspension is a neutral action and is not a disciplinary sanction. The purpose of the suspension is to allow the investigation to be conducted fairly. Every effort will be made to complete the investigation as quickly as possible. You will be informed immediately if at any stage during the investigation or if applicable at any stage of the disciplinary process it is considered appropriate that your suspension should be lifted. During the period of your suspension, information on the allegations will be thoroughly investigated. As part of these investigations, you will be invited to an investigation meeting where you will be given full opportunity to provide your account of the alleged events. Following the investigation, a decision will be made as to whether or not there is a case for you to answer and you will be informed accordingly. I assure you that the confidentiality of the process will be strictly maintained by management and would ask that you maintain the same confidentiality. You should not discuss the details of the allegations or your suspension with any person except those named in this letter or your chosen representative."

Mrs Mulholland- Executive Head Teacher- 5th December, 2012

The key issues the High Court was called to determine are whether Council observed the procedural fairness in deciding to suspend her from work and whether the applicable laws and policies were complied with. The Court held that suspension from work is not a neutral act and concluded that suspension should not be a “knee-jerk reaction” The suspension was, therefore, a repudiatory breach of the implied term trust and confidence because it had not been “reasonable and/or necessary” for the Claimant to be suspended pending the investigation.

The council had not provided sufficient justification for the suspension, particularly regarding the lack of evidence supporting the allegations at the time of the suspension. The Court emphasized that suspensions should be used sparingly and only when necessary, ensuring that the Employee's rights are respected.

Although some aspect of the decisions of the high court was reversed by the court of the Appeal- The court of appeal maintained suspension was conduct which could constitute a repudiatory breach of the implied term of trust and confidence

Guidelines on Suspension of an Employee

  1. Justified Suspension: Though an Employer is not obliged to give a detailed reason for suspension pending investigation, Suspension should only occur in serious cases where there are concerns about the safety of individuals, the integrity of the investigation, or potential misconduct. Particularly regarded as gross misconduct in employment contracts and Handbooks. ? Suspension from work should be founded on reasonable and proper cause.
  2. Alternative to Suspension. it is settled law that suspension of an employee from work is not a neutral act though it may be necessary and justifiable in certain circumstances, Employers must be satisfied that there is no effective alternative to the suspension of an employee- e.g. transfer to another division, paid leave etc..
  3. Transparent Investigation: Employers must be proactive in making preliminary findings including inputs from affected Employees before deciding on suspension. If possible, gather initial evidence to support the need for suspension pending investigation. Employers must ensure that the investigation is transparent and fair, especially when an Employee is on suspension.
  4. Fair Hearing and?Right to Representation: The disciplinary process must adhere to the principles of fair hearing and Employees should have the right to be accompanied or represented during any meetings related to their suspension and the subsequent investigation.????
  5. Confidentiality: Employers should maintain confidentiality regarding the details of the case to protect the employee's dignity and reputation.
  6. Brief period of suspension: ?Employers must be swift in the conduct of the investigation and keep the period of suspension as short as possible. Regularly review the need for suspension, and communicate any updates to the Employee. It is an unfair labour practice for an Employer to suspend an employer indefinitely Ogbodu v. Global Fleet Oil & Gas Ltd. & Anor. [2015] 55 N.L.L.R (Part 187) 2017.
  7. Paid Suspension: Generally, an Employee on suspension is entitled to be paid, unless there is a contrary provision in the Employment contract or Employee Handbook. This helps to mitigate the impact on the Employee's livelihood. In case of administrative suspensions, it is a fair practice for the wages of the affected Employee to be paid.
  8. Effective Communication: Employers must endeavour to communicate accurately the reasons for the suspension and all details and information relating to the investigation and disciplinary process to the Employee involved
  9. Reinstatement and Reintegration: If the investigation concludes that the allegations are unfounded, an Employer must ensure a smooth transition back to work, and address any issue relating to the reintegration of the Employee into the work environment.
  10. Documentation of Disciplinary proceedings: Employers must maintain accurate records of all communications and decisions related to the suspension and the investigation process. This is the benchmark set by the International Labour Organization. These documents will be of immense benefit if the disciplinary action is challenged in the court or tribunal.

?These guidelines are essential for ensuring the process is fair and complies with employment law standards.


The precautionary/administrative suspension is devised by some Nigerian Employers as a shortcut to constructive dismissal especially where the affected Employee is suspended indefinitely without pay. See Mr Adelabu Patrick Olasumbo v Ecobank Nigeria Ltd. (unreported ruling delivered on May 10, 2017, by Hon. Justice B. B. Kanyip in Suit No. NICN/LA/257/2016). The National Industrial Court of Nigeria held that indefinite suspension without pay amounts to an unfair labour practice.

Other Employers utilize suspension pending investigation as a way to provide a soft landing for the exit of some Employees. In January, 2024, President Bola Ahmed Tinubu suspended Minister of Humanitarian Affairs and Social Welfare, Dr Betta Edu following widespread anger over an alleged N585m scandal in her ministry. Details of the investigation are yet to be made public and the status of her employment with the Federal Government of Nigeria is unknown.

Simone's case illustrates the sensitive nature of the decision to suspend an Employee from work as Suspension in itself doubles as a disciplinary action. Suspension pending investigation should be considered as seriously as any other disciplinary action, such as warnings or dismissals because a reckless decision to suspend can amount to a breach of trust and confidence in the Employment relationship. This can also give rise to claims of wrongful and unfair dismissal.?

Employers should be cautious before suspending, It is appropriate to hear from the affected Employee before making any decision. An Employer should also give full consideration to whether there are any alternative courses of action other than the suspension to achieve its objective and keep records of such consideration having been given. These principles aim to ensure that suspensions are handled fairly and in a manner that respects the rights of Employees while also allowing Employers to conduct necessary investigations and exercise disciplinary powers.

References

  1. Gogay v Hertfordshire County Council?[2000] IRLR 703.
  2. London Borough of Lambeth v Simone Agoreyo [2019] EWCA Civ 322
  3. Mezey v South West London and St George’s Mental Health NHS Trust?[2007] EWCA Civ 10.
  4. Enahoro v. Germaine Auto Centre Ltd (SUIT NO: NICN/LA/378/2013), judgment delivered 13 May 2015 by Hon. Justice Oyewumi Oyebiola
  5. Make report of Betta Edu probe public – Group Punch News- 28th March 2024
  6. Mr. Adelabu Patrick Olasumbo v Ecobank Nigeria Ltd. (unreported ruling delivered on 10 May 2017 by Hon. Justice B. B. Kanyip in Suit No. NICN/LA/257/2016)
  7. https://punchng.com/make-report-of-betta-edu-probe-public-group?Punch News 28th?March, 2024

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