Something's Coming From FINRA But I Don't Know What It Is (BrokeAndBroker.com Blog)
Bill Singer
A critic of the inept and incompetent, and an advocate for economic and political sanity. It's a lonely journey but I walk it. Wall Street legal, regulatory, and compliance veteran since 1982.
Something's Coming From FINRA But I Don't Know What It Is (BrokeAndBroker.com Blog)
https://www.brokeandbroker.com/5665/finra-cred/
FINRA says that there is going to be a new Form U4 or, at least the form itself may not really be changing, but it will be more digitized and functional, and, well, you know, someone decided that the older, online document needed more bells and whistles, and then, when we log back on to the old, comfortable version, we find a new, unfamiliar version, and we can't quite figure out how to use the newer iteration, but, sure, over time, we get a handle on things, and after a lot of cursing and revised versions and updates, we figure out what we need to do, but we never quite understand why they futzed with something that was perfectly serviceable for a long time notwithstanding that they published an explanation that sort of seemed like it made sense, but for the fact that it doesn't but, hey, like I'm going to admit that I'm the only one befuddled by all the techy-sounding verbiage?