Risk and Compliance Roundup

Risk and Compliance Roundup

???In the News

Risk and Compliance Stories We're Following

Prohibition Against Interstate Deposits: Annual Host State Loan-to-Deposit Ratios

Source:?OCC

The OCC is issuing this bulletin to inform banks about how these ratios are used to determine compliance with section 109 of the Riegle — Neal Interstate Banking and Branching Efficiency Act of 1994 (IBBEA).

ABA, Trade Groups Ask CFPB to Consider Small Firms’ Needs as It Finalizes Section 1033 Rule

Source:?ABA

ABA, along with the American Fintech Council and the Community Development Bankers Association, sent a letter today to the CFPB urging the bureau to consider the unique position of small banks and fintech firms in complying with the requirements outlined in its proposed rule on personal financial data rights.

FDIC Guidance to Help Financial Institutions in Mississippi

Source:?Bankers Online

The FDIC has issued FIL-33-2024 with guidance intended to provide regulatory relief to financial institutions and facilitate recovery in areas of Mississippi — Hancock, Hinds, Humphreys, Madison, Neshoba, and Scott Counties — affected by severe storms, straight-line winds, tornadoes, and flooding from April 8 to April 11, 2024.

Federal Reserve Board and Federal Open Market Committee Release Economic Projections from the June 11-12 FOMC Meeting

Source:?Compliance Alliance

The attached tables and charts released on Wednesday summarize the economic projections made by Federal Open Market Committee participants in conjunction with the June 11-12 meeting.


???FinTech Updates

Latest Financial Technology (FinTech) Trends

AI in Banking Presents Both Risks and Opportunities

Source:?FinTech News

The study, which polled 1,000 US consumers aged 21+ in May 2024, found that 60% of respondents believe AI in banking presents equal parts benefit and risk.?

The AI Summit: Real World AI

Source:?FinTech Futures

This year, the conversations are far more focused on use cases, pathways, and challenges to implementation and, as typically follows, the evolving regulatory frameworks.

Visa Preps for US Pay-by-Bank Services

Source:?Banking Dive

Card network giant Visa is preparing to offer pay-by-bank services in the U.S. following its extension of such services in Europe by way of its 2022 acquisition of the open banking firm Tink, which enables banks, merchants and fintechs to move money.


???? Executive Moves

Key Risk and Compliance Hires

Meridian Capital Group Names Martinez as Chief Risk Officer

Source:?ABL Advisor

Meridian Capital Group, one of the nation’s leading commercial real estate finance, investment sales and retail leasing advisors, named Melissa Martinez as the firm’s first Chief Risk Officer, effective June 17, 2024.

Remitly Welcomes New Chief Compliance Officer, Spyro Karetsos

Source:?Remitly

Spyro is responsible for leading our global compliance and enterprise risk programs, including oversight and management of financial crime, consumer protection, licensing and regional requirements, as well as enterprise risk and compliance operations.

MoneyGram Announces Gary W. Ferrera as Chief Financial Officer

Source:?PR Newswire

MoneyGram International, Inc. a leading global financial technology company that connects the world's communities, today announced the appointment of Gary W. Ferrera as Chief Financial Officer.


???What's Trending

Best of Social Media

CFPB Proposes to Ban Medical Bills from Credit Reports

Source:?CFPB (Twitter)

The proposal would stop credit reporting companies from sharing medical debts with lenders and prohibit lenders from making lending decisions based on medical information.

Proposed Rulemaking and Policy Statement on Bank Mergers

Source:?OCC (Twitter)

To provide clarity to banks and the public, the OCC proposed a policy statement discussing general principles for its review of applications under the Bank Merger Act.

The Gartner 2024 Technology Adoption Roadmap for Infrastructure & Operations

Source:?Gartner (LinkedIn)

The pace of technology adoption from infrastructure & operations (I&O) has increased to respond to customers' growing and changing demands.?

Adopting Generative AI in Finance for Strengthening Risk and Compliance Management

Source:?360factors (LinkedIn)

Read the blog to explore how generative AI enhances risk and compliance management in the financial services sector.?

If you would like to submit an article or tip for the risk and compliance community, you can email?[email protected] ?with your article for consideration.?


Complimentary Webinar

How Generative AI Can Be Used in Banking Risk and Compliance

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The webinar touches on areas where Generative AI can be used within banks and discusses areas that may be more problematic in using Generative AI currently due to regulatory concerns or modeling requirements.


Complimentary E-Guide

How to Establish a Culture of Risk Awareness and Compliance in the Banking Sector

Download Now

Download our e-guide to understand the principles, strategies, and tools that can help your institution enhance organizational resilience, foster stakeholder trust, and confidently navigate uncertainties.




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