Relay Recap by Global Relay
Global Relay
Leader in compliant communications archiving, messaging, supervision, information governance, and eDiscovery.
Welcome to the first edition of Relay Recap, where we bring you the regulatory developments that have dominated the compliance landscape over the last month.
This month, Global Relay celebrates 25 years of being an industry-leading provider of end-to-end compliant communications. Building on our experience, we continue to provide thought leadership from compliance experts for our community to lift the lid on critical challenges such as off-channel comms and BYOD.
This landmark anniversary wasn’t the only milestone we celebrated in June, we also launched our first podcast series, “The Source,” as well as our second annual Industry Insights: Compliant Communications report for 2024 in which we uncover how financial services are contending with compliant communications.
Read below for our latest news and resources, to prepare you with the information you need for a successful compliance communications strategy.
How are firms managing increased scrutiny around compliant communications?
Our new Industry Insights: Compliant Communications report delves into the challenges compliance professionals are currently facing. We asked the industry how they’re contending with emerging communication challenges, and this report provides the answers. As the compliance space adjusts focus towards AI and social media channels, are firms well equipped with technological solutions, and prepared for the regulatory scrutiny that comes with it?
Find out more here: https://shorturl.at/bBK2p
The Source: exploring the data capture conundrum with StoneX, LSEG, and more!
We recently launched the first series of our new podcast “The Source.” With expert guests from LSEG to StoneX, we unpack the challenges associated with data capture across different communications platforms, and how firms must look to integrate the right solutions to mitigate risk.
Listen here: https://shorturl.at/WcGQh
A brief history of recordkeeping failures and fines for off-channel comms
Regulators continue to penalize firms for their inability to control unchecked business comms. As regulatory fines for off-channel communications top over $3 billion, we recount the cautionary tale of recordkeeping gone wrong.
Read more here: https://shorturl.at/84Pwf
领英推荐
Transparency and the SEC
Firms are no stranger to the regulatory crackdown that has taken over the financial services industry. However, one thing that has remained consistent is the Securities and Exchange Commission’s (SEC) commitment to transparency for the benefit of consumers and firms. From clarifying its five principles of cooperation, to outlining its examination priorities when inspecting broker-dealers, firms can no longer claim they have not been well informed.
Read more on this topic here: https://shorturl.at/3TWc4 and https://shorturl.at/xwwwS
Global Relay celebrates 25 years in compliant communications
Did you know that Global Relay celebrated its 25th anniversary this year? Over the past 25 years, we are proud to have expanded to more than 1,500 employees globally, and serve over 20,000 customers in 90 countries, including 22 of the top 25 banks.
Click here to find out more about our progress over the last quarter of a century click here: https://shorturl.at/baXNR
Capture data from every channel with Global Relay Connectors
As social media continues to grow as a business communications tool, regulated firms are struggling with the lack of solutions to capture this data. At Global Relay, we are spotlighting our Global Relay Connector for X (formerly Twitter) solution, which provides a robust and secure way to archive and analyze X communications. With our real-time capture feature, your data is always securely archived.
Learn more about our product offering here: https://shorturl.at/pTuLi
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