Regulatory Round-up: Resilience, reporting and Rachel Kent (plus AI action, the SEC/Virtu drama, and much more...)

Regulatory Round-up: Resilience, reporting and Rachel Kent (plus AI action, the SEC/Virtu drama, and much more...)

Welcome to our Wednesday round-up of all the latest news in #regulation and #compliance!

Every month, you'll find a comprehensive review of all the latest tweaks, updates, insights and actions taken by regulators and solutions providers around the world, all neatly sliced, diced and packaged up for you in an easy-to-consume article ready for reading. Stay up-to-date with crucial details and key #policy changes in our lead summary, PLUS get all the latest regulatory & compliance news and insights from the past month, all in one place. Don't forget to like, share and subscribe...

Enjoy!

Laurie McAughtry , Managing Editor, Global Trading


DIGEST THE BEST in our summary of regulatory news from around the world. This month we look at European Securities and Markets Authority (ESMA) 's #STOR report, its review of #CCP activity and NCA #compliance functions; along with the UK’s renewed focus on #AI and the Financial Conduct Authority ’s new #digital sandbox. In the US we cover?the bold new AI law on the cards for brokers, new U.S. Commodity Futures Trading Commission rules for #derivatives clearing, amendments to the #broker-#dealer deposit requirements, and much more... ?


GET THE SCOOP on Virtu Financial 's latest battle with the U.S. Securities and Exchange Commission over access to post-trade data - we bring you the very latest, including comments from those in the know.


EXCLUSIVE: We talk to Rachel Kent , chair of the UK's #independentresearchreview, about how the report came about, what her recommendations really mean - and how they'll change the face of research.


READ ALL ABOUT the Bank of England 's fears around rising rates and how they might impact bank resilience - with all the details you need on the new stress testing scenario.


LEARN MORE about the #validus platform for #trade #surveillance from Eventus , recently deployed by Advantage Futures .


CHECK OUT concerns from the European Central Bank over 德意志银行 's #FX #swaps activities - and why they matter.


MAKE SURE you're up to date with all your transaction reporting requirements, because the UK's Financial Conduct Authority is on the warpath...


DON'T MISS our analysis of the latest rate hike from the Federal Reserve Board , with insights from Anthony Santostefano of Cabrera Capital Markets .


CHECK OUT our in-depth insight into the latest policy tweak from Japan's central bank - and whether this could be the first step on the path to normalising its monetary policy. We explore the impact on both bonds and equities globally, what it could mean for asset allocation going forwards, what might happen to US Treasures as a result - and what's happening in the FX markets following the move.


LEARN MORE about ISDA's surprise SIMM reparameterisation, and what firms need to watch out for as a result - with Jo Burnham of OpenGamma .


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