Regulators Tighten Grip as Financial Firms Face Growing Risk Pressures

Regulators Tighten Grip as Financial Firms Face Growing Risk Pressures

In this edition of The Connect Edge, dive into the latest challenges shaking financial services—from stricter corporate transparency rules to rising cyber threats and third-party risk concerns. As regulatory scrutiny intensifies, firms must rethink compliance, resilience, and risk management strategies to stay ahead.

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Credit Risk Leaders Face Mounting Regulatory and Data Challenges

Credit risk managers are under pressure as evolving regulations demand more robust modeling and integration with IT systems. Varun Nakra of Deutsche Bank highlights the need for stronger collaboration, better resources, and continuous adaptation to maintain resilience.

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Hear from more credit risk industry leaders live in person at CeFPro's upcoming Risk Americas convention this May 20-21.


Financial Institutions Rethink Third-Party Risk in a Shifting Landscape

As regulatory scrutiny intensifies, firms must move beyond static assessments and embrace continuous monitoring. Experts Anne McGowan and Hilda Andeliz, C3PRMP warn that fourth-party exposure, ESG compliance, and AI oversight are reshaping risk strategies, requiring proactive engagement to maintain resilience.

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Join the conversation at CeFPro’s Vendor & Third Party Risk Series this June in NYC and London, where industry leaders will explore the latest challenges, strategies, and innovations shaping TPRM.


UK Financial Firms Struggle with Rising Supply Chain Cyberattacks

A new report from Orange Cyberdefense reveals that 58% of large UK financial firms faced supply chain cyberattacks in 2024, with nearly a quarter hit multiple times. Despite the growing threat, only 14% use continuous monitoring, raising concerns about gaps in third-party risk management.

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FDIC Staffing Crisis Threatens Bank Oversight and Stability

The FDIC is grappling with a hiring freeze and a looming wave of retirements, leaving key regulatory roles unfilled. With 30% of staff eligible to retire and over 200 job offers rescinded, experts warn of delays in bank exams, financial approvals, and regulatory enforcement.

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UK Tightens Corporate Transparency with Companies House Reforms

New Companies House reforms strengthen identity verification and data accuracy, pushing financial institutions to adapt compliance policies and due diligence. Ionela Emmett, MSc, CFE, CAMS (my views) explains while larger firms see minimal disruption, experts stress the need for multi-layered verification and staff training.

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Third Party Breaches Fuel Insurance Cybersecurity Crisis

A new report from SecurityScorecard highlights the rising cybersecurity threats facing the insurance industry, with third-party breaches being the most significant concern. The study found that 59% of security incidents stem from third-party vulnerabilities, putting insurers at greater risk than many other industries.

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