RegTech Focus: March 2024
Welcome to the inaugural edition of RegTech Focus, your go-to source for navigating the complex landscape of regulatory compliance. In each issue, we'll bring you curated content, insightful analysis of current and emerging regulations, and updates from the world of regulatory technology.
In this issue:
Emerging Regulations Watch
In our kickoff edition of "Emerging Regulations Watch", we set our sights on the Money Market Mutual Fund Regulatory Reform, focusing on the new liquidity risk challenges facing MMFs. Stay informed with insights and strategies to navigate these evolving regulations. Read more.
As private funds and advisers prepare for the upcoming changes for Form PF, we delve into the implications and provide insights to help navigate these changes seamlessly. These amendments mark a significant shift in private fund reporting, aimed at bolstering regulatory oversight and systemic risk monitoring. Read more.
In a significant move that heralds a new era in securities regulation, the U.S. Securities and Exchange Commission (SEC) has amended the reporting rules for beneficial ownership under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments bring about substantial changes to the filing deadlines for Schedule 13D and Schedule 13G, marking the first adjustment in nearly half a century. Read more.
Get the 2024 Emerging Regulatory Change Checklist so you never miss a beat.
AQMetrics Insights: Beyond Our Walls
In the latest edition of the AIMA Journal, AQMetrics explores the topic of risk monitoring in the alternative asset management industry and provides actionable strategies for navigating regulatory complexities and enhancing risk management practices. Read the article.
领英推荐
More of this quarter's top reads:
By AQMetrics
This is a shorter version of our RegTech Focus newsletter, which brings you in-depth analysis from the world of RegTech.