Reg-Track Public Rules

  1. ALB DP Privacy Protection Measures [11/08/2019]

On Nov. 6, ALB DP issued joint resolution for protecting privacy.

2. FSB Plenary Meeting, Work Program

?On Nov. 7, FSB issued findings, results of plenary meeting in Paris.

3. IRE CB Savvi Credit Union Breaches

On Nov. 7, IRE CB advised of €185,500 fine on Savvi Credit Union.

4. ISDA on Derivatives Market Technology

On Nov. 6, ISDA spoke on ways modernize derivatives infrastructure.

5. NZFiMA Regulator Privacy Breach

On Nov. 7, NZFiMA apologized for the breach of privacy re complaints.

6. SEC Enforcement Annual Report 2019

On Nov. 6, SEC enforcement division issued annual report for 2019.









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