Reg-Track Public Rules

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Reg-Track LLC

Regulatory Tracking Subscription Service at Reg-Room LLC

发布日期: 2019年11月6日
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Here are some of the recent rules on Reg-Track, that we have made available.

  1. VIE GVT Auxiliary Insurance Services. On Nov. 1, VIE GVT updated on entry into force of insurance law.
  2. UK Treasury Remit of FCA, PRC, FPC. On Nov. 4, UK Treasury issued letters on recommendations, remit.
  3. SIN MAS China Connectivity Summit. On Nov. 4, SIN MAS MD spoke at Chongqing Connectivity Initiative.
  4. SEC Shareholder Proxy Proposals. On Nov. 5, SEC proposed rule on shareholder proposals in proxies.
  5. EIOPA Speech at EP ECON Hearing. On Nov. 4, EIOPA issued chair's statement at EP ECON hearing.
  6. CFTC Forex Traders Failed to Register. On Nov. 4, CFTC fined forex companies $75k for failure to register.
  7. SEC Whistleblower Protection Charge. On Nov. 4, SEC charged CEO re breach of whistleblower law.
  8. KRX Cross-Border M&A Network. On Nov. 4, KRX opened national mergers and acquisitions network.
  9. House Pass Fed Cybersecurity Bill. On Oct. 31, House FSC announced passed bill on Fed cybersecurity.
  10. FHFA on GSE UMBS Pooling Practices. On Nov. 4, FHFA consulted on GSE practices for pooling of UMBS.

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