JWG's RegTech Newsletter - Edition 17

US regulators telegraphed their discontent well but we were quite shocked to see 16 firms fined for $2,000,000,000 this week.

Could this wake-up call finally spur industry collaboration to fill the gaping hole left by regulators on #tradesurveilance policies and reference technology stacks? Tough talk from the public sector says the era of evasive practices is over but legal, culture and RegTech experts disagreed in RegCast Episode 15: Accountability RegTech in Ireland 2024.

JWG is proud to announce that we have 20 experts confirmed for 10 fantastic panels our 7th Annual RegTech virtual conference on 9-10 November. There are may updates to come, but you can take a sneak peak at the agenda here and listen to a short intro here.

Infrastructure risk: Operational resilience, third party risk and technology governance remain in the headlines. Key updates:

• Dinner: 2 November regulatory infrastructure controls?dinner, London?here
• Analysis: New US, Australian and international OpRes policy here
• Paper: Managing Digital Infrastructure Risk press release and paper?here
• Panel: 10 November - New digital risk: regulatory infrastructure controls here

Join JWG's LinkedIn digital group?for all the latest news and gossip?here.

Digital Regulatory Reporting: 2024 rewrite implementation dates are firming up and we are pushing to get Derivatives DRR off the drawing boards and into production. Next meetings:

• 5 October: Global Derivatives DRR design oversight committee?here
• Dinner: 6 October, Raising the digital reporting standard?for Basel IV - 6 Oct, London?here
• 13 October: Digital Reporting Taskforce next meeting?here
• Panel: 10 November - ESG - cleaning dirty windows here
• Panel: 10 November - Digitalising regulatory reporting 2023 here

Join JWG's LinkedIn reporting group?for all the latest news and gossip?here.

Financial Crime: The UK's new Economic Crime Act is out and helping us sharpen the RegTech problem statements which we will discuss at our annual conference:

• RegCast 13: What it will take to revive FinCrime RegTech?here
• RegCast 12: How regulator, regulated and government policy gets real?here
• 10?Sanctions?RegTech priorities?here
• Panel: 10 November - Upgrading AML/CFT here

One click registration for access to our June seminar here Join JWG's LinkedIn AML group?for all the latest news and gossip?here

Digital Assets & Trading: We are researching overlaps between TradFi trading rule changes and digital asset standards.?For more:

• Research: JWG's recap of an explosive summer of #digitalasset safety standards here
• Digital asset regulation has moved at great pace in a short time. RegTech has the power to?unify digital and TradFi rails. Learn more?here
• Panel: 9 November - Trading failures and RegTech 2023 here
• Panel: 9 November - Digital Asset RegTech here
• Panel: 9 November - Upgrading market abuse 2023 here

Join?JWG's RegTech year 7: Digitally-native?annual virtual conference agenda for 9?& 10?November 2022?here

On-demand for 6 months to registrants.

Contact?[email protected]?for more information.