How the Industry Makes Tech Decisions and More

How the Industry Makes Tech Decisions and More

Client Perspectives are Missing in Wealth Management Technology Decisions

In our recent research, we analyzed and benchmarked how wealth firms involve clients/investors in the innovation process and found that many firms were missing critical client feedback in favor of what advisors ‘thought’ clients wanted. Read four trends around wealth management firms’ client engagement strategies.

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The Corporate Transparency Act: Navigating its Impact on Family Offices in Wealth Management

Family offices, often structured as private investment vehicles or holding companies, are not exempt from the provisions of the CTA. The new compliance obligations the CTA introduces for family offices accustomed to operating with discretion means they must strike a new balance between compliance and client confidentiality. Read More

Michael G. Perez, Managing Director


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