Family Office Growth News — August 2023 Edition
Family Office Growth News — August 2023

Family Office Growth News — August 2023 Edition

Welcome to the August 2023 edition of Family Office Growth News. This month, we bring you:

  • A spotlight on Series A innovators who are revolutionizing industries, from smart transit solutions to groundbreaking cybersecurity technologies.
  • A one-on-one exclusive with Ronald Diamond , Founder and Chairman of Diamond Wealth , who shares his invaluable insights on the Family Office landscape, mentorship, Series A investments, and his upcoming TEDx talk.
  • A curated list of key Family Office events in September for networking and insights.

Ready to dive in? Let's kick things off with this month's Series A Wealth Watch.


Series A Wealth Watch

In this section, we highlight key developments in the Series A funding landscape and share the latest noteworthy investments this past month.

InnerSpace — revolutionizing space utilization with Wi-Fi-based RTLS

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InnerSpace

  • InnerSpace, a Toronto-based SaaS company, closed its Series A Round with $10 million CAD on August 11.
  • Under the leadership of CEO and Founder James Wu , the funding round was led by Yaletown Partners , with previous participants including BDC Capital (Canada) and MaRS Investment Accelerator Fund .
  • InnerSpace's technology offers real-time location tracking to optimize space utilization in smart cities and large-scale enterprises.
  • The X-Factor: InnerSpace leverages its proprietary Wi-Fi-based real-time location system (RTLS) to provide actionable insights on space utilization across various industries, all without the need for additional sensors. The platform is #GDPR compliant, #SOC2 , and #iso27001 certified, ensuring robust privacy and security measures.

Zeelo — smart bus platform for employers and schools

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Zeelo

The X-Factor: Zeelo is capitalizing on the lack of public transport options and the rising fuel costs in the U.S., targeting sectors like manufacturing and distribution. The company is well-positioned to offer a sustainable mobility solution that's gaining traction in both the U.S. and Europe.

ProjectDiscovery — democratizing cybersecurity with enterprise cloud platform

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ProjectDiscovery.io

The X-Factor: ProjectDiscovery leverages its incredible open-source community to offer a unique approach to cybersecurity. With over 60k GitHub stars and 100k weekly downloads, the company's core scanning engine, Nuclei, conducts over 50 million scans each month across 100 countries. This community-driven innovation, coupled with enterprise-grade features, positions ProjectDiscovery.io as a transformative player in the cybersecurity landscape.

Cerby — managing access to “nonstandard” enterprise apps

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Cerby

Keona Health — streamlining patient access with AI-driven CRM

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Keona Health


  • Keona Health, helmed by Oakkar Oakkar , is a Chapel Hill, North Carolina-based healthcare software company, that recently secured $7 million in a Series A-1 funding round on August 24.
  • The round was led by Riverside Acceleration Capital (RAC), the growth capital arm of Riverside Company, elevating Keona's valuation to $26.70 million.
  • The fresh capital will be channeled into the development of Keona's flagship product, the CareDesk platform. This CRM system is engineered to simplify patient access to medical practices and features their proprietary Care 360 AI. The technology enables dynamic branching, seamless integration of patient databases, and clinically safe automation.

The X-Factor: Keona Health stands out for its specialization in optimizing patient communication across a diverse range of medical specialties and locations. With a focus on large-scale management services organizations and an array of medical specialties, Keona is strategically positioned for further expansion, making it a key player in the rapidly evolving healthcare landscape.

Are you a Seed or Series A founder with a compelling story to tell? DM Ryan Austin now for a chance to be featured in our next edition.

As we close the chapter on these promising Series A ventures, it's time to turn the page to an exclusive conversation with a man who has been a cornerstone in the Family Office landscape — our next segment features an in-depth interview with Ron Diamond.


An Exclusive Interview with Ron Diamond

This month, we were privileged to chat with Ron Diamond, the Founder and Chairman of Diamond Wealth. Investing alongside over 100 Family Offices ranging from $250 million to $30 billion, Ron's influence spans beyond investments to philanthropy, social impact, governance, and wealth transfer.

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Ron Diamond, Founder and Chairman of Diamond Wealth

His multifaceted expertise is further highlighted by his leadership roles, including Advisory Board member for 10 private companies, Chairman for 4, and the Former Chairman of the Advisory Board for the 美国斯坦福大学 Disruptive Technology program.

His belief in the power of collaboration and networking is exemplified in his role in TIGER 21 , a premier peer-to-peer learning network. Let's explore how this network is shaping the way high-net-worth individuals connect and grow.

The power of networking: TIGER 21

TIGER 21 is the premier peer-to-peer learning network for high-net-worth individuals. It was founded by investor Michael Sonnenfeldt , who, after a major exit, sought to create an exclusive forum where he could discuss his shifting priorities such as family, legacy, and investment with peers.?

Ron, who chairs two Chicago branches as well as the newly created Family Office Group, likens the group to a “graduate program,” emphasizing the unique opportunity to network and share insights.

  • To join, there is a $20 million minimum net worth.?
  • Today, TIGER 21 boasts 1,300 members who collectively manage over $150 billion in assets.?
  • TIGER 21 exists in every major and most secondary cities in the U.S., and is expanding its global reach with branches in Tel Aviv, Singapore, Lisbon, Canada.
  • Unlike many financial groups, TIGER 21 focuses on networking and sharing experiences, viewing wealth as a tool for personal growth and community building.

Family Offices: A new industry in the making

The Family Office industry is a complex and evolving landscape, controlling a staggering $10 trillion in capital across approximately 15,000 global Family Offices.

When asked for his take on the Family Offices, Ron describes the current state of the industry as, “very fragmented, very inefficient, and very siloed." When I asked Ron for his opinion on the state of Family Offices, Ron estimates over 85% of them are not structured properly.

  • 68% of modern Family Offices have started since 2000.
  • Largest transfer of wealth in history: with $84 trillion being transferred from the baby boomers to the next generation over the next 20 years.
  • Fragmentation and inefficiency: contribute to a flawed model, evidenced by the high failure rate across generations, underscoring the need for innovation and adaptation.

The need for Multifamily Offices

Building on the challenges in the Family Office landscape, the Multifamily Office (MFO) model emerges as a solution. For ultra-high-net-worth individuals with less than $250 million, a MFO is a solid option.?

Ron articulates this perspective, stating, “In my opinion, most of the Family Offices that exist today should not exist. That's just my opinion. I think they'd be much better off going to a Multifamily Office and just doing whatever they did — as far as investing is concerned. Wherever they made their money, that's where they should invest.”

  • MFO model allows families with $5 million to $200 million to share costs and resources.
  • More economically sensible option, addressing burdens in the traditional single Family Office model.
  • Ron advocates for a shift from isolated, inefficient Family Offices to a collaborative model that fosters innovation and adaptability.
  • Investment alignment: Ron’s advice emphasizes the importance of aligning investments with the founder’s areas of expertise and success.

Early innings

The Family Office industry is in its early stages, and Ron predicts a transformation. He likens the current state to the third inning of a baseball game, with much more to come.

“I think we're in the third inning of the evolution of Family Offices. Over the next five to ten years, I think as private equity and venture capital disrupted the public markets in the early to mid 80s, Family Offices are going to start, not replace, to disrupt the private equity and venture capital industries.”

  • Disruption potential: As a relatively new model, the Family Offices have the advantages and potential to disrupt established private equity and venture capital funds.
  • One of these unique advantages is patient capital, which allows families to invest in companies without the need to make short-term profits.
  • Competitive landscape: Ron sees in the near-view a financial ecosystem where Family Offices are actively competing with titans like Apollo Global Management, Inc. , Blackstone , KKR , and other private equity firms.?

The concept of patient capital

Patient capital is a term Ron uses to describe the long-term, stable investment approach that Family Offices can afford to take. Unlike private equity and venture capital firms, Family Offices are not pressured to sell their investments within a specific timeframe.?

"The difference is that in order to create alpha, at least in my opinion, you need to operate and not financially engineer a business. If you look at the private equity firms today, most, not all of them, but many of them are finance people, not operators… If you have a company with family members, and you want them to have a position in 10 years, the private equity firm is always going to sell it. They’re going to bid the highest, but they're going to strip the company and flip it."

  • Difference in philosophy: Ron contrasts the operational focus of Family Offices with the financial engineering often employed by VC and PE firms, emphasizing the importance of real growth and value creation.
  • Long-term alignment: Family Offices align with the long-term goals of the companies they invest in, fostering a partnership that goes beyond mere financial investment.
  • Commitment to vision: Family Offices are committed to the long-term vision of a company, ensuring that the core values and missions are upheld.

Competing with major firms

While patient capital offers a long-term approach, Family Offices must also navigate the competitive landscape, particularly against major firms.

On this topic, Ron observes the trend of Family Offices engaging in direct deals to bypass private equity and venture capital firms. This strategy worked for a while but has become problematic with recent economic shifts, such as rising interest rates and the onset of a recession. Ron predicts a backlash as Family Offices adjust to these new economic realities.

He emphasizes that the competitive edge once gained through direct deals may now require a more strategic and adaptable approach, especially in the face of major firms with vast resources.

The “golden objective”

“The golden objective is not just to create alpha and wealth. It's also to create continuity,” Ron asserts.

To him, the purpose of having a Family Office is wealth preservation, continuity, and family governance.

  • Wealth and continuity: The primary goal of Family Offices is not just wealth creation, but also ensuring continuity and governance.
  • Holistic wealth management: A comprehensive approach to wealth considers not just financial gains but also the well-being of family members and employees.
  • Family governance: Governance plays a crucial role in wealth preservation and legacy building

Succession

As we delve into the intricacies of Family Offices, succession planning emerges as a critical aspect, yet the statistics are sobering. Only 25% of Family Offices make it to the second generation, 10% to the third, and 5% to the fourth.?

How should a founder build a single Family Office to last? Ron answered:

“The very first thing you should do when you have a liquidity event, before you talk to anybody about investing any dollars, is talk to an estate planning attorney and get everything structured properly.” Building a successful Family Office is not just about financial management; it's about creating a lasting legacy.?

  • Proper planning and governance are essential for ensuring continuity and success across generations.
  • Succession planning is as much about psychology as it is about economics.
  • Early engagement with estate planning can create a lasting legacy.

Impact investing

“In the new, younger generation, impact investing is becoming a huge thing. It will probably go up to 50% in the next three to five years. That's driven by the millennials going up, not the older generation going down… creating alpha is obviously important. But it's not the most important thing,” Ron observes.

  • Today, approximately one third of Family Offices are focused on impact investing.
  • Creating financial returns (alpha) is essential; the focus on social and environmental impact signifies a broader, more holistic approach to investment.
  • Family Offices and service providers must adapt to generational shifts in investment priorities.

Dynamic trends in the Family Offices

Ron believes that Family Offices are innovating and growing more competent. He highlights the shift in how Family Offices are figuring out ways to compensate their employees to compete with the Carlyles and the Blackstones of the world.

“Today, if a Family Office spends $250,000 on a kid out of college, they look and think ‘that cost me $250,000.’” In contrast, “Blackstone hires you for $250,000 and they look at you as a potential $10 million profit center.”?

  • Competing with major firms requires a shift in perspective, viewing employees as profit centers rather than expenses.
  • Family Offices must recognize the potential value of young talent, not just the cost.
  • Innovation and growth in Family Offices will depend on adopting competitive compensation strategies.

Ron’s mentor and philanthropy

Ron's views on mentorship are deeply personal and tied to his own experiences. He shares the story of his first mentor, Michael Milken.?

After being diagnosed with prostate cancer, Milken launched the Prostate Cancer Foundation in 1993. Ron recounts, "when he developed it, rather than just throwing money at the wall, he built it like a VC fund... because of him: you, me, and most of the male people who read your newsletter will not die of prostate cancer."?

  • Entrepreneurial philanthropy: Ron credits Michael Milken for applying an entrepreneurial approach to philanthropy, leading to breakthroughs in medical research.
  • Mentorship: Ron emphasizes the importance of mentorship, sharing how his own experiences with mentors like Milken have shaped his views on philanthropy and business.

Series A insights

Ron's insights into Series A investments are not just theoretical musings; they reflect a deep understanding of where real value can be created.

"I think Series A is really where you’ll create the most alpha, so I think that's a good spot to be in."

  • Series A investments offer a strategic opportunity for Family Office investors to create significant value.
  • With the right guidance, connections, and strategy, Series A can be a goldmine of potential for sophisticated investors.
  • Family Offices can leverage their unique position to maximize returns at this stage of investment.

Ron's upcoming TEDx talk

Ron's candid opinions on Family Offices, their evolution, true purpose, and potential to shape the world are both insightful and optimistic — proof of his standing as an esteemed ambassador and thought leader in the Family Office space.?

  • Join Ron Diamond, a leading voice in the Family Office landscape, at TEDxDavenport on October 12 at 5:30PM CT at the Capitol Theatre.?

Visit Eventbrite to buy tickets .

With a career rich in experience and a unique perspective on the industry's future, Ron's talk promises to be more than just a historical overview or forecast. It will be a reflection of his deep understanding of what makes Family Offices truly special, articulating the complexities, challenges, and opportunities that define this unique industry.

Whether you're an investor, entrepreneur, or simply curious, don't miss this opportunity to be enriched, engaged, and inspired.


Industry Events: September 2023

As the summer winds down, the Family Office community gears up for a busy fall season. This September, don't miss the opportunity to network, gain insights, and explore investment avenues at these exclusive Family Office events happening across the United States.

The Chicago Family Office & High Net Worth Conference


20th Annual Family Office Wealth Conference

  • Dates: September 17-19, 2023
  • Organizer: Institutional Investor
  • Location: Montage Laguna Beach Resort
  • Description: This conference will offer a forum for affluent families to discuss topics essential to their overall success. The event features expert presentations, panel discussions, and family-only working groups.


Closing

As we wrap up this edition, we've delved into the intricacies of Series A funding, featuring companies that are not just raising capital but also raising the bar in their respective fields. We've also had the privilege of hearing from Ron Diamond, whose perspectives on Family Offices and Series A investments are both enlightening and thought-provoking.

Your voice matters to us. For those who wish to contribute to the conversation, we invite you to leave a comment below, or DM Ryan Austin with your feedback.

Stay tuned for our next edition, where we'll bring you more exclusive interviews, in-depth analyses, and timely updates.

Until then, stay invested.


Thank you for reading,

Ryan Austin

Email: [email protected]

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Disclaimer:?This publication is created and distributed by Ryan Austin Digital and may not be construed as investment advice. This newsletter does not provide an analysis of any company’s financial position and is not a solicitation to purchase or sell securities in any company. Ryan Austin Digital is an investment research and marketing firm, and not a registered broker dealer.

Danielle Patterson

Connecting Family Offices, UHNWI, & Service Providers | CEO & Owner of Family Office List

1 年

You hit this one out of the ballpark Ryan ???? Thank you for sharing such valuable insights and your killer interview with Ronald Diamond. Im beyond excited to collaborate and find exciting new ways to bring value to the sector and the Family Office List community. ??

A great read. Thanks for the mention!

Shawn Lesser

Helping to Build out the Global Mental Health Ecosystem | Mental Health Advocate & Influencer | Founder @ THE REAL Mental Health Foundation | THE REAL Summits | Impact Investing Pioneer

1 年

Ron you are everywhere!

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