ESMA UPDATES MiFID II Q&A ON INVESTOR PROTECTION

ESMA UPDATES MiFID II Q&A ON INVESTOR PROTECTION

Quentin B. Quentin B.

Quentin B.

Avocat à la Cour - REIF/PE Investment Funds & Corporate Law

发布日期: 2016年12月19日
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On 16 December 2016, the European Securities and Markets Authority ("ESMA") has updated its Questions & Answers Document (Q&A) related to the implementation of investor protection topics under Market in Financial Instruments Directive and Regulation (MiFID II / MiFIR).

The new Q&A document provides clarifications on the following:

  • Best execution;
  • Suitability;
  • Post sale reporting;
  • Inducements (research);
  • Information on charges and costs; and
  • Underwriting and placement of a financial instrument.

Please follow the link below to read the new ESMA updates MiFID II Q&A on investor protection:

ESMA Q&A On MiFID II and MiFIR investor protection topics

It must not be forgotten that MiFID II will apply from 3 January 2018 and will strengthen the protection of investors by both introducing new requirements and reinforcing existing ones. 

Quentin BOURELLE

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