Enhancing U.S. Educational Outcomes: An Integrated Framework Combining System Dynamics, Probabilistic Analysis, and Artificial Intelligence
Irving A Jiménez
Working with Tensor Networks (R7d MERA) Applied to Organizational Design (CAP). Do f(x) + x instead of just f(x).
Synopsis
This paper presents an alternative approach to enhancing U.S. students' performance on international assessments by integrating system dynamics, probabilistic analysis, and artificial intelligence into a comprehensive decision-making framework. Despite significant investments in education, U.S. students frequently underperform compared to their international peers, highlighting the need for a more holistic and dynamic understanding of the educational system's underlying complexities.?
The proposed framework presents a holistic view of the U.S. education system by modeling it as an interconnected network of elements such as curriculum design, teaching methodologies, resource allocation, and external socio-economic influences. To account for inherent uncertainties and variations, the model incorporates probabilistic analysis. Additionally, artificial intelligence offers predictive insights and data-driven decision-making support. Integrating agents into the framework can minimize the costs associated with pursuing the endeavor. This is because agents can assume certain tasks, thereby reducing the overall expenses.
This interdisciplinary approach not only identifies key leverage points for improving student outcomes but also allows for the simulation of policy impacts and the development of personalized educational pathways. The framework's dynamic nature ensures that it can adapt to the evolving educational landscape, offering a powerful tool for educators and policymakers striving to close the international performance gap and enhance the overall quality of U.S. education. This research lays the foundation for a more adaptive, equitable, and effective educational system, better-preparing students to meet the challenges of a rapidly changing global environment.
Context?
The declining academic performance of U.S. students, particularly in math, science, and reading, has raised significant concerns among educators, policymakers, and researchers. Despite substantial educational investments, U.S. students often rank below their international peers in key academic areas. This paper seeks to explore the systemic factors contributing to this performance gap. It suggests a conceptually integrated approach utilizing system dynamics, probability theory, and artificial intelligence to address these challenges as a conceptual first-step proposal. The budget is optimized by implementing AI agent technology, which handles specific operational tasks, reducing overall costs.
For instance, in international comparisons, countries like Singapore consistently outperform the United States, irrespective of economic or political factors. This paradox highlights the need to critically evaluate the underlying structures and practices within the U.S. education system and propose different approaches to tackle the issue.
To illustrate, a comparison can be made between Singapore and the United States.
The following trends provide insights into the current state and dynamics of the system:
Declining Scores in Math and Reading: Data from the National Assessment of Educational Progress (NAEP) shows that U.S. students' performance in math and reading has been declining. For example, 13-year-olds' math scores fell by 9 points between the 2019-20 and 2022-23 school years, while reading scores dropped by 4 points. This decline is particularly concerning as it marks the largest-ever drop in math scores since the NAEP began tracking long-term trends.
Widening Achievement Gaps: The gap between high- and low-performing students has been widening, with lower-performing students experiencing more significant declines in scores. This trend is evident in both national and international assessments, highlighting the growing inequality in educational outcomes.
Our “macro-proposition” model integrates:
The field of system dynamics, born at MIT Sloan in the 1950s, was developed by Prof. Emeritus Jay W. Forrester. During my tenure as the Executive Director of the Center for Public Studies at the University of Puerto Rico, I had the privilege of engaging in a dialogue with him. We discussed his work at MIT's Lincoln Laboratory, the Whirlwind project, the systems approach, and his transition to the School of Industrial Management (now the Sloan School).
System dynamics uses data and technology to model the relationships between all parts of a system and how those relationships influence its behavior over time. Over the years, this framework has evolved to encompass the study of autonomous agents in diverse domains, such as robotics and biology.
We propose that modeling complex educational systems as interconnected networks of autonomous agents can offer valuable insights to school decision-makers. This approach enables the exploration of how these systems operate, adapt, and evolve, even in seemingly chaotic and unpredictable circumstances. By combining this framework with probability theory and the advancing field of artificial intelligence, decision-makers can gain a more comprehensive understanding of how interventions and policies impact the system as a collective entity. This includes educational processes, student development, and multilayered institutional dynamics.
Factors influencing the “Average Academic Performance” of U.S. Students in Comparison to International Peers: Insights from Research
The multifaceted issue of the average performance gap between students in the United States and their counterparts in other countries is influenced by a complex web of interconnected factors, making significant annual progress a challenging goal to achieve. This multilayered education problem cannot be solved by a simplistic approach, as suggested by “Occam's razor,” proposed by Scholastic philosopher William of Ockham in the 14th century. His principle of parsimony states that “plurality should not be posited without necessity,” giving precedence to simplicity. In this context, it implies selecting the simpler explanation between two competing theories.
Countries with High Scores: Their Approach
Several countries have achieved high scores in various domains, and their approaches provide valuable insights. Here are some countries and their strategies.
Singapore and China:
Both countries emphasize a highly structured educational environment with rigorous standards and a strong focus on STEM education. School leadership tends to be very results-oriented, with a clear focus on academic achievement. The leadership style supports a culture of high expectations and accountability, which translates into better student outcomes in STEM subjects.
Japan:
Japanese schools are known for their disciplined and structured environment. Leadership in schools often fosters a collaborative culture among teachers and students, which encourages consistent high performance. The structured nature of Japanese education, coupled with a strong societal emphasis on academic success, contributes to high STEM scores.
Canada:
Canadian schools tend to balance structured leadership with more student-centered approaches. Leadership in Canadian schools regularly emphasizes inclusivity, critical thinking, and the overall well-being of students, which can support strong performance in STEM while also fostering a supportive learning environment.
Compared to the United States, these countries frequently show stronger correlations between structured leadership and positive student outcomes in STEM subjects. This may be due to a combination of cultural factors, societal expectations, and educational policies that prioritize STEM education more explicitly.
In contrast, while the U.S. also values structured leadership, the broader educational environment and varying levels of emphasis on academic achievement might explain the relatively average performance in STEM subjects. The U.S. educational system is more decentralized, leading to greater variability in leadership practices and their effectiveness across different schools and districts.?
To gain a more in-depth understanding of the educational practices and leadership styles that contribute to the strong performance in STEM subjects in certain countries compared to the United States, several literature reviews can serve as a starting point. These reviews include PISA 2018 Results (Volume I) by Tan, C. (2018), as well as studies by Cave, P. (2007) and Levin, B. (2008).
Overview of a Typical School Main Processes
The visual representation, in Figure 1, provides a general overview of the typical processes involved in a student's journey through school, from initial enrollment to graduation. Can you imagine the multiple processes that need to be coordinated and dependent upon one another to achieve the goal? At present, interactions, and coordination are primarily executed manually or, at best, through manual operational processes automated by conventional algorithms.
In the context of a real-world school environment, we can go deeper into the intricacies of school operations by analyzing the prevalent structures, responsibilities, and obstacles encountered. Our review emphasizes the complexity and interconnectedness that schools must navigate skillfully to guarantee effective functioning, academic achievement, and the establishment of a baseline for our proposal.
1. Recruitment and Enrollment Process
2. Special Considerations
3. Registration and Class Assignments
4. Orientation
5. Academic Year Process
6. Testing and Evaluations
7. Annual Review
?8. Advancement and Graduation Process
9. Support Systems
10. School Administration and Operations
11. Performance Evaluation
In the real world, these processes involve multiple layers of coordination, often requiring collaboration across departments, engagement with external stakeholders (such as parents, community organizations, and educational authorities), and meticulous planning to ensure that all students progress smoothly from enrollment through graduation.
The number of processes and sub-processes a school needs to coordinate is vast. Each process involves intricate sub-processes and interdependencies, requiring careful management to achieve the overarching goal of student success. Even more, within organizational dimensions, those processes take place, such as culture, operations, regulations, resources, internal politics, attractors, and inputs from external environments, among others (Figure 2)
Additionally, real-world complexities such as budget constraints, varying student needs, and external pressures (e.g., changes in education policy) can make these processes even more challenging to manage effectively. Schools must be agile, data-driven, and student-centered to navigate these challenges successfully.
Critical System Characteristics
Improving the subpar average student performance in the United States is a complex issue that requires a comprehensive strategy that considers all contributing elements mentioned above. There is no simple, straightforward solution; “Occam's razor” does not apply here. Our evaluation indicates that isolated data has been used as the basis for proposed solutions, models, and interventions. The current discussion leads us to examine one of the critical system characteristics suggested by Russell Ackoff, a leading systems theorist.
Moreover, Ackoff's insights provide us with a framework to assert that previous research and propositions have primarily focused on specific aspects of the educational system, neglecting its complexity and dynamic nature as an ecosystem.
Designing a Path Forward: The Proposed Model
The high school environment is a complex system comprising multiple interacting components, including students, teachers, administrators, resources, and policies. This dynamic environment is characterized by inherent uncertainty and variability in student outcomes and external factors, making decision-making a daunting task for school leaders.
Our proposal outlines a research and development project that aims to design an AI-powered system dynamics model to optimize decision-making in high schools. Through the model, school leaders will gain near real-time insights into the intricate interactions within the system. This will empower them to make more informed and timely decisions that align with students' specific needs, aiming to enhance their capabilities and drive continuous improvement.
The proposed model will also utilize Monte Carlo simulation combined with AlphaGo's neural networks (Silver, D., Huang, A., Maddison, C. et al., 2016) to predict the potential impact of different interventions and policies. With this feature, school administrators gain the ability to assess various scenarios and make decisions based on data analysis within a dynamic educational landscape. This approach empowers them to move away from outdated frameworks and respond effectively to evolving challenges and opportunities.
Rationale
Given the rapidly changing nature of school environments, traditional decision-making approaches often become outdated soon after implementation. Our proposed approach addresses this challenge by providing a dynamic and adaptive decision-making tool. Incorporating AI-driven system dynamics modeling empowers school administrators to remain at the forefront of educational innovation. This advanced technology enables them to make well-informed decisions that positively influence student achievement and overall educational outcomes.
Project Goals
Core Components of the Model:
1. System Dynamics Scheme:
2. Probability Theory Integration:
3. AI Integration:
4. Combining Components:
5. User Interface Development:
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Figure 3 diagram illustrates how the three main components (System Dynamics, Probability Theory, and AI) interact and feed into the central Integrated Model. The arrows indicate the flow of information and influence between the components.
A brief explanation of the diagram:
The three main components are represented by large circles:
System Dynamics (top)
Probability Theory (bottom left)
AI (bottom right)
These components are interconnected, as shown by the lines between them, indicating that they inform and influence each other.
At the center is a smaller circle representing the Integrated Model, where all three components come together.
Arrows pointing from each component to the Integrated Model show how each contributes to the final, comprehensive decision-making tool.
This visual representation helps to illustrate the synergistic nature of the model, showing how each component plays a crucial role in creating a more robust and insightful decision-making framework for educational systems.
The Integrated Model
As mentioned above, the framework works by combining system dynamics, probability theory, and artificial intelligence, to address the performance gaps by:
By implementing this conceptual integrated decision-making model, we anticipate a more multifaceted and effective approach to improving student performance. Rather than focusing solely on test scores, our model considers the multidimensional nature of education, aiming to create a robust, adaptive, and high-performing educational system that can compete with and even surpass international standards.
As we close performance gaps and enhance overall educational outcomes, we're not just improving test scores – we're better preparing our students for the complex, global challenges of the 21st century.
Case Study: Improving Student Engagement and Performance at ZZZ High School
Background
ZZZ High School has been struggling with declining student engagement and academic performance. The school administration wants to implement a new program to address these issues but is unsure which approach would be most effective.
Application of the Integrated Model
Decision-Making Process
Outcome
Based on the model's predictions, the school decided to implement a hybrid approach:
The model suggested this combined approach would yield the highest probability of significant improvements in both engagement and performance while staying within budget constraints.
Follow-up
The model continues to ingest new data as the programs are implemented, allowing for real-time adjustments and providing insights for future decision-making processes.
Course of Action and Estimating Baseline Funding
Baseline Funding Estimate: For a project of this scale and complexity, running over 30 months, a reasonable baseline funding request might be in the range of $1.5 to $2.5 million. This would cover:
This estimate assumes collaboration with existing educational institutions for pilot testing, which would reduce costs. The actual budget could vary significantly based on the specific scope, team composition, and institutional context.
Combining AI Agent Tasks and Potential Cost Savings
The AI agent can undertake multiple tasks to reduce the budget and streamline the project. Let's explore which tasks the agent could handle and estimate the potential cost savings:
1. Literature Review and Data Analysis
2. Initial System Modeling
3. Probability Distribution Assignments
4. AI Component Development
5. Documentation and Report Writing
6. Data Preprocessing and Cleaning
7. User Interface Prototyping
8. Continuous Integration and Testing
Total Potential Savings: $170,000 - $245,000
Note: These figures are estimates and may vary based on specific project requirements and local labor costs. The AI agent would require human oversight and validation, so some human involvement is still necessary in all areas. This represents a significant saving of roughly 11-16% on a $1.5 million budget or 7-10% on a $2.5 million budget.
However, it's important to note that while AI could perform these tasks efficiently and “tirelessly,” human oversight and validation remain crucial. How could we structure the AI-human collaboration?
By strategically taking advantage of AI capabilities while maintaining crucial human involvement, we can significantly reduce costs without compromising the quality or integrity of the project. This approach could make the proposal more attractive to potential funders by demonstrating the innovative use of AI and efficient resource allocation.
Alternative Approaches and Extensions
While the dynamical systems approach offers valuable insights, it's important to consider extensions and alternative interpretations:
1. Individual Differences Modeling: Incorporating methods to account for the high variability in individual student characteristics, learning styles, and backgrounds.
2. Multiscale Analysis: Developing models that integrate dynamics at different scales, from individual classrooms to district-wide trends, to provide a comprehensive understanding of educational systems.
3. Machine Learning Integration: Combining dynamical systems models with machine learning techniques to handle the complexity of educational data and identify patterns that may not be apparent through traditional analysis.
4. Network Theory Application: Using network analysis to model the complex social and academic interactions within a school, providing insights into information flow, social influence, and collaborative learning.
Conclusion
In addressing the persistent challenges of U.S. students' underperformance on international assessments, this paper proposes a novel, interdisciplinary approach that merges system dynamics, probabilistic analysis, and artificial intelligence into a comprehensive decision-making framework. This model aims to offer educational stakeholders a powerful tool to better understand and manage the complexities inherent in the American educational system.
By integrating these three methodologies, the proposed framework does not merely seek to address surface-level symptoms of the performance gap but delves into the systemic root causes. It enables the exploration of how various factors—ranging from educational policies and resource allocation to student engagement and instructional methods—interact over time, influencing overall student outcomes.
The inclusion of probabilistic analysis provides a robust mechanism for accounting for uncertainties and variability within the educational system, while AI-driven insights and predictions facilitate more informed and adaptive decision-making. This combined approach promises to empower educators and policymakers with the tools needed to anticipate the potential impacts of different interventions, personalize educational experiences, and optimize resource allocation.
Ultimately, this integrated model offers a path toward creating a more equitable and effective educational landscape in the United States. By moving beyond traditional educational paradigms and embracing a dynamic, data-driven approach, we can work towards closing the international performance gap and preparing U.S. students to excel in an increasingly complex and competitive global environment. The ongoing refinement and application of this model hold the potential to drive significant improvements in educational outcomes, not just in test scores, but in preparing students for the multifaceted challenges of the 21st century.
References
Ackoff, R. L. (1981). Creating the corporate future: Plan or be planned for. Wiley.
Beer, R. D. (1995). A dynamical systems perspective on agent-environment interaction. Artificial Intelligence, 72(1-2), 173-215.
Carnoy, M., & Rothstein, R. (2013). What do international tests show about U.S. student performance? Economic Policy Institute. Retrieved from Economic Policy Institute: https://files.epi.org/2013/EPI-What-do-international-tests-really-show-about-US-student-performance.pdf
Cave, P. (2007). “Primary School in Japan: Self, Individuality and Learning in Elementary Education.” Routledge.
Davis, B., & Sumara, D. (2006). Complexity and education: Inquiries into learning, teaching, and research. Lawrence Erlbaum Associates.
Gnedenko, B. V. (1962). The theory of probability. Chelsea Publishing Company.
Jack Lam, Y.L. (2005), “School organizational structures: effects on teacher and student learning,” Journal of Educational Administration, Vol. 43 No. 4, pp. 387-401. https://doi.org/10.1108/09578230510605432
Jacobson, M. J., Kapur, M., & Reimann, P. (2016). Conceptualizing debates in learning and educational research: Toward a complex systems conceptual framework of learning. Educational Psychologist, 51(2), 210-218.
Johnson, L., Moyi, P., & Ylimaki, R. M. (2023). Successful school leadership in the USA: The role of context in core leadership practices. Education Sciences, 13(10), 968. https://doi.org/10.3390/educsci13100968
Koopmans, M., & Stamovlasis, D. (Eds.). (2016). Complex dynamical systems in education: Concepts, methods, and applications. Springer.
Levin, B. (2008). “How to Change 5000 Schools: A Practical and Positive Approach for Leading Change at Every Level.” Harvard Education Press
Stamovlasis, D. (2016). Nonlinear dynamical interaction patterns in collaborative groups: Discourse analysis with orbital decomposition. In Complex Dynamical Systems in Education (pp. 273-297). Springer, Cham.
Silver, D., Huang, A., Maddison, C. et al. Mastering the game of Go with deep neural networks and tree search. Nature, 529, 484–489 (2016). https://doi.org/10.1038/nature16961
Tan, C. (2018). “Educational Policy Borrowing in China: Looking West or Looking East?” Routledge.
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Final Remarks
A group of friends from “Organizational DNA Labs” (A private group including Professor Nilza Y. Cruz contributed her research on high school math and science domains to this paper) compiled references and notes from various of our thesis, authors, and academics for the article and analysis. We also utilized AI platforms such as Claude, Gemini, Copilot, Open-Source ChatGPT, and Grammarly as a research assistant to conserve time and to check for the structural logical coherence of expressions. The reason for using various platforms is to verify information from multiple sources and validate it through academic databases and equity firm analysts with whom we have collaborated. The references and notes in this work provide a comprehensive list of the sources utilized. I, as the editor, have taken great care to ensure all sources are appropriately cited, and the authors are duly acknowledged for their contributions. The content is based primarily on our analysis and synthesis of the sources. The compilation, summaries, and inferences are the product of using both our time with the motivation to expand my knowledge and share it. While we have drawn from quality sources to inform our perspective, the conclusion reflects our views and understanding of the topics covered as they continue to develop through constant learning and review of the literature in this business field.