Doc on BSE SME exchange to List Part 3

10 copies of the draft offer document

Soft copy of the Prospectus uploaded on the website

Copy of the BR passed by the BOD for issue of securities

Copy of the Shareholders resolution

Certificate of the MD/ CS/ Statutory Auditor or independent auditor claiming

    The company is not referred to BIFR

    The Company is not referred for winding up

There has been no change in the promoters preceding 1 year from  the date of application.

Copy of the show cause notice issued by the regulatory authority

PAN & TAN of Co

DIN & PAN of promoters & directors

Printed BS, P&L & cash flow for preceding 5 years

Copies of major orders contracts statement of certified material contracts by CA

Statement containing the brief of the dates statements parties to all the material contracts agreements

Details of the present & the previous app of the Company/ Group Company for listing of the securities

Name of the proposed exchange to be designated issue of exchange

Copies of agreements and MOU between the Company and its promoters

Articles and MOU of the Company

A statutory auditor’s certificate of compliance.

One time listing fee of Rs 50000/- plus applicable service tax

These documents suffice the listing requirements for the purpose of BSE SME


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