D.A Davidson Wins Unjust Enrichment Arbitration Against Ghost Of Christmas Present Former Employee (BrokeAndBroker.com Blog)
Bill Singer
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Bill Singer
A critic of the inept and incompetent, and an advocate for economic and political sanity. It's a lonely journey but I walk it. Wall Street legal, regulatory, and compliance veteran since 1982.
D.A Davidson Wins Unjust Enrichment Arbitration Against Ghost Of Christmas Present Former Employee (BrokeAndBroker.com Blog)
With the holiday season upon us, FINRA published an Arbitration Award in which a former employer tries to claw back all sorts of funds and property from a former employee. Bah humbug -- at first impression; however, as we delve deeper into this Christmas story, we find the Respondent employee channeling a Ghost of Christmas Past or Present or Future or, well, just ghosting. Perhaps a beleaguered Jacob Marley or a reformed Ebenezer Scrooge will step in and bring holiday cheer to one and all??