Compliance Podcast Network’s Podcasts for Wednesday, November 15, 2023

IN THIS WEBINAR YOU WILL LEARN:

• How you can assess the current state of your corporate culture.
• How you can use your culture audit as a gap analysis.
• How you can use your culture audit as a roadmap for remediation.
• How this entire process will provide a documented, auditable trail if a regulator comes knocking.

FEATURED PODCAST OF THE DAY

The Future of Communication in Financial Compliance: Part 3 – Data Analysis and Insight

Phil Fry, VP and GTM of Financial Compliance Strategy discusses the future of financial institutions' communication, focusing on data analysis and risk management, urging surveillance teams to make proactive decisions.

Daily Compliance News: November 15, 2023 – The Two Per Week Edition ?

Daily Compliance News features compliance-related stories from the business world, including treason arrests, sexual harassment claims at McDonald's UK, Barclay's move beyond scandal, and US antitrust claims over hospital hiring.

Compliance into the Weeds: OIG Says CCO Should be Independent ?

Compliance into the Weeds podcast explores OIG's guidance for healthcare compliance professionals, stating that CCOs should be independent from the General Counsel's Office. This aligns with regulatory advocacy for independence and autonomy, promoting a clear call for compliance officers to report directly to CEOs and boards.

Great Women in Compliance: Audrey Harris - The Woman in the Arena ?

Audrey Harris, Managing Director at Affiliated Monitors, emphasizes the importance of women in the "Man in the Arena" role, quoting Theodore Roosevelt, in the Great Women in Compliance Podcast.

One Month to More Effective Compliance Through Culture: Day 11 – Psychological Safety in the Middle ?

Psychological safety is crucial for fostering ethical culture in an organization. It involves a shared belief that the team is safe for interpersonal risk-taking. A cross-functional approach is essential for fostering psychological safety. However, it's important to recognize the potential for underreported misconduct and tailor interventions to specific regions and cultures.

The Hill Country Podcast – Kerrville City Manager Dalton Rice ?

The Hill Country Podcast explores the Texas Hill Country, featuring Tom Fox, Andrew Gay, and Dalton Rice, a seasoned professional with diverse backgrounds. Rice views city managers as chief executives, navigating political landscapes, maintaining neutrality, and fostering open dialogue with residents.

Career Can Do - Tapping Into Your Unconscious to Land Your Dream Job with Alex Morgan ?

Alex Morgan, a certified professional hypnotist, discusses how to reprogram our unconscious mind to unlock limitless potential for career success. He uses hypnosis and neuro-linguistic programming to help overcome negative emotions and achieve goals. Strategies include managing stress, adopting an abundance mindset during job search, and seeking feedback for growth.

Bridging the Gap: Enhancing Surveillance Systems with Data Analysis

In a five-part podcast series sponsored by Verint, Phil Fry discusses the future of financial institutions' communication systems and the importance of data analysis and risk management. He suggests implementing pre-surveillance surveillance and adding metadata points to enhance surveillance systems. The episode also emphasizes the value of insights from spoken interactions and continuous monitoring for compliance and risk mitigation.

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