Compliance Podcast Network’s Podcasts for Wednesday, March 13, 2024
Thomas Fox
The Voice of Compliance*Founder of The Compliance Podcast Network*Evangelizing for and Serving the Compliance Community
Struggling to close cases?
This month, the Compliance Podcast Network is sponsored by Ethico.
Ethico is here for you.
Take advantage of their innovative approach to empathetic issue intake, streamlined case management, and enterprise-wide disclosures.
Learn more about how you can crowdsource risk management at scale, at?ethico.com/cpn
FEATURED PODCAST OF THE DAY
Compliance into The Weeds podcast discusses the Department of Justice's whistleblower program and AI compliance oversight.
Tom and Matt discuss the program's potential benefits, highlight its limitations, and review process efficiency. They also highlight the need for clarification on eligibility criteria and award procedures.
Today's edition covers NYT's review of Corruption, WSJ's discussion on weakened SEC climate reporting rules, WSJ's coverage of a Chinese corruption investigation, and BBC's report on a Boeing whistleblower's death.
Alejandra Montenegro Almonte, Chair of Miller & Chevalier's International Practice and Practice Co-Lead, Workplace Culture, shares her experience in global ethics and compliance programs, including monitoring and best practices for communications and meetings.
She also discusses supporting women and diversity in workplaces during Women's History Month.
"Compliance Tip of the Day" podcast provides daily insights and practical advice on navigating compliance and regulatory requirements.
In this episode, the focus is on reporting and the investigative process.
领英推荐
Michael Koenig's presentation at Compliance Week 2024, Rebuilding the Compliance Department Post-DOJ and SEC Settlements:
Lessons Learned from JBS, "covers the first six weeks of post-resolution, dealing with the DOJ and SEC, learning new best practices, and meeting acquaintances at Compliance Week 2024.
Roy Thompson, a seasoned professional in local banking, advocates for growth and stability in rural areas like Kerrville. He supports banking certification programs and collaboration between local communities, educational institutions, and city governments.
The Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) have emphasized investigations, remediation, and compliance programs. The DOJ's Voluntary Self Disclosure (VSD) program encourages companies to take responsibility for misconduct, disgorge profits, upgrade compliance systems, and cooperate in investigations.
Benefits of VSD include voluntary self-disclosure, whistleblower programs, robust triage systems, and consultation with other groups. Companies can still receive significant discounts under the DOJ's Corporate Enforcement Policy through cooperation and extensive remediation.
We hope you can join us?at the event. For information on the event, click?here.
As an extra benefit to readers of this newsletter, Compliance Week is offering a $200 discount off the?registration?price.
Enter the discount code:?TFOX2024?- $200 off
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