Compliance Operational Model

Compliance Operational Model

In this week's newsletter we introduce the next section of The Lean Compliance Compendium:

Section 6. Operational Models

"All models are wrong, but some are useful"

Compliance commonly uses a model that is reactive founded on audits and corrective actions. This is no longer sufficient to meet performance and outcome-based obligations. What should a compliance operational model now look like to consistently realize performance objectives and compliance outcomes??What are the essential properties for this system??What processes need to be present and what interactions are necessary to achieve operability?

The following articles cover various aspects of a proactive and systems approach to compliance operability:

  • Ideal Compliance (link)
  • Concept of Operations (CONOPS) ?(link)
  • Capabilities Maturity Model for Compliance (link)
  • How to Steer Towards Greater Effectiveness (link)
  • Proactive GRC (link)
  • Why You Need Compliance Engineers (link)
  • A Faster Way To Operational Compliance (link)
  • How to Define Compliance Goals (link)
  • Seeking The Wrong Goal (link)
  • Minimal Viable Performance (MVP) (link)
  • Moving Compliance To The Performance Zone (link)
  • Cybernetic Control (link)
  • System Dynamics (link)

More articles can be found by visiting our website.

THE PROACTIVE CERTAINTY PROGRAM?

Those that are responsible for multiple compliance initiatives are asking how best to leverage the resources they have to keep all their promises associated with both regulatory and voluntary obligations. How do we stay ahead of risk and between the lines in the pursuit of safety, security, social, environmental, quality, regulatory, and other performance and outcome-based obligations.

To help answer these questions we developed The Proactive Certainty Program? .

This advanced program takes a holistic, capabilities, systems, and lean approach to achieve operational readiness and drive continuous improvement across governance, risk, and compliance functions.

This program is different than achieving certification to specific management standards as important as that might be. Instead, we focus on ensuring that you have the capabilities you need to keep all your promises and realize the benefits from being in compliance – better outcomes and greater stakeholder trust.

During the first step we help you assess your compliance landscape and identify where you might quickly improve your compliance. We offer the first step of our program at no cost.

To get started we ask that you complete The Proactive Certainty Scorecard??which is followed by a hands-on working session (60 minutes) with one of our compliance experts. At the end of this session you will have a better understanding of your situation and where you might make improvements. We then decide together if continuing with this program is right for you.

You can complete The Proactive Certainty Scorecard? and book your free session here?

No alt text provided for this image

要查看或添加评论,请登录

社区洞察

其他会员也浏览了