Common Data Standards for Uniformity and Interoperability on Digital Platforms

Common Data Standards for Uniformity and Interoperability on Digital Platforms

1. Introduction

Government departments often work in isolation, which results in fragmented data systems that prevent seamless sharing and exchange of information. This siloed approach highlights the crucial need for improving data interoperability among departmental applications. To achieve this, it's essential to establish common data standards to ensure accurate interpretation and exchange of information across various systems. Data standards provide an agreed-upon set of terms and rules for defining and sharing data, promoting consistent data recording, and efficient data exchange. They also enable data to be reliably read, sorted, indexed, and communicated between different systems. Standardizing data formats is crucial for the systematic development of e-Governance applications and the optimization of government operations. Implementing common data standards brings numerous benefits, including enhanced data quality, reduced duplication of efforts, and improved decision-making processes within government agencies. Moreover, it fosters interoperability, enabling seamless data exchange among diverse applications and systems. However, alongside establishing common data standards, it's essential to prioritize data protection and privacy. Balancing data availability and usability with robust measures to safeguard data privacy and integrity is crucial to ensure compliance with relevant regulations and standards.


2. What are Data Standards?

Data standards are formal guidelines that establish a common structure, format, and definitions for data across various systems and organizations. They ensure consistency and accuracy in data, leading to improved data quality and reliability. By promoting interoperability, data standards enable different systems and applications to understand and exchange data seamlessly. These standards provide clear guidelines for data collection, minimizing errors and reducing data redundancy.

Key features include specifications for data element names, definitions, formats, and usage guidelines, often supporting electronic reporting and data transmission. Adopting data standards is essential for organizations to share accurate, complete, and consistent data, enhancing data access and making it a valuable asset for improving overall data management.


3. Objectives

The following objectives are established to investigate the significance of common data standards in promoting data uniformity and interoperability.

  • Creation of Common Masters for Standardized Data Management: Establishing common masters to ensure consistent and uniform data management practices across different systems and departments.
  • Development of Uniform System of Codes, Standard APIs, and Tech Standards: Implementing standardized codes, APIs, and technical standards for seamless integration and interoperability of government data systems, enabling efficient data exchange and communication.
  • Facilitation of Standardized Communication between Government Departments: Enabling standardized communication protocols between various government departments to enhance collaboration, decision-making processes, and service delivery efficiency.
  • Promotion of Transparency, Availability, Innovation, and Data Security: Promoting transparency, availability, innovation, and data security through common data standards that provide clear guidelines for data management and sharing practices. These standards foster innovation in policymaking and service delivery while ensuring data security and privacy protection.
  • Establishment of a Secure Data Sharing Platform: Building a secure data sharing platform that adheres to stringent security and privacy standards. This platform serves as a foundation for fostering collaboration and information sharing across departments, enabling government agencies to exchange data seamlessly without compromising data integrity or privacy.


4.? Use cases

The development of common data standards is essential for effective data management across various government departments. Standardized formats and protocols reduce redundancy, ensure consistency, enhance reliability, and improve data protection. They also enable seamless communication and collaboration between departments, streamlining data exchange and fostering interoperability. Standardized data facilitates cross-departmental analysis and reporting, allowing agencies to derive valuable insights and make informed decisions based on comprehensive data. ?The importance of common data standards is elaborated with various use cases below.

Use case-1: Beneficiary Data Integration

For instance, beneficiary details across different departments and different service providers can cause an increased incidence of duplicate records and sub-optimal results for matching algorithms. For departments building their own systems, a standard-driven approach will prevent many potential issues in integrating data, migrating legacy systems, and redesigning existing data stores. Consistently following standards for data formats at the point of capture or data entry is crucial to preventing ambiguous beneficiary identity. For example, entering a birth date in MMDDYY format instead of MMDDYYYY format (when not taken from Aadhaar Service) can lead to potential errors.

Use case-2: Agriculture Data Management

For instance, when trying to predict the yield of a crop, we require certain parameters such as the area sown, weather data, soil properties, and groundwater level. However, the data captured by each department varies in terms of parameters, frequency, representation, access, and distribution. This lack of consistency poses a significant challenge to the efficient management and utilization of the data.

Use case-3: Masters Data Management

There appears to be a lack of consistency across departments regarding the maintenance of data, as different master codes are being utilized. This inconsistency is evident in Table-1, where varying codes are being used for the same districts among departments. This incongruity can pose challenges when attempting to analyze cross-departmental data and exchange information.

Table-1: Different codes for various stakeholders departments

?In today's fast-paced world, there might be a case were departments to have an complex network of interdependent applications developed by multiple service providers and developers over many years who typically worked on just one or a few of these applications. Unfortunately, this can lead to fragmented systems and siloed development within the department. Over time, many of these service providers/developers move on, which leads to silo development and disparate systems within department.

Departments with Data Silos

Data silos are significant barriers to inter-departmental collaboration, accessibility, and efficiency, reducing productivity and negatively impacting data integrity. It is important for departments to take an active role through data governance in considering and approving data standards. If a department can successfully implement a collaborative approach among departments, it can define a systematic, governed process for developing, institutionalizing, promoting, and enforcing standards that are in aligned with departmental objectives.

The use of data standards enables reusability of data elements and their metadata that can reduce redundancy between systems, thereby improving reliability and often reducing cost. Data standards ensure consistency, and uniformity in code set use by providing for the maintenance and management of permissible code sets.

The following benefits accrue to the common set of data standards after they are created, disseminated across departments, and upheld by proactive governance:

  • Enhances staff knowledge and understanding of the data.
  • Improves the consistency of the data for all purposes.
  • Enables improvements in the design process for data stores.
  • Improves the accuracy and quality of data transmitted between departments.
  • Reduces costs and effort by reusing established standards and preventing ad hoc creation of standards.


5. Development of Data Standards

As suggested in the India Data Accessibility and Usages Policy (IDAUP, 2022), the State Data Office (SDO) is the focal point for developing, consolidating and publishing of Common Data Standards. The process involves seeking guidance, input and participation from a diverse group of stakeholders. Common Data Standards involves two main aspects - developing technical standards and communicating with stakeholders to encourage adoption of these standards.

State Data Office

Identification of Common Master Data Parameters (CMDP): The State Data Office ensures the interoperability of information related to beneficiaries collected by various government and non-government organizations to confirm data integrity for smooth data exchange across the departmental applications (for example refer to use case 4). The following are Common Master Data Parameters to uniquely describe characteristics of a beneficiary but not limited to:

  • Unique number for identification of a person
  • Details about Father, Mother and Spouse
  • Gender
  • Marital Status
  • Nationality
  • Occupation and Educational background
  • Financial information (e.g., income level)
  • Religion
  • Date of Birth & Place of Birth
  • Present Residential Address
  • Permanent Residential Address
  • Biometric data such as facial image, fingerprints, or iris.
  • Visual identification marks
  • Disability status
  • Specimen Signature/ Thumb impression
  • Relationship with the head of household
  • Contact information such as Mobile number, e-mail, etc.

Issuance of Common Masters and Coding Systems: The State Data Office issues Common Masters with the following coding systems but not limited to:

  • Coding system for organizations: Secretariat Departments, Head of Departments, Autonomous Organizations and State Units for Government.
  • Coding system for offices: Head of department offices and Autonomous offices
  • Coding system for locations: Districts, Mandals, Constituencies, Revenue Villages, Grama Panchayats, and Municipalities.?

The State Data Office shall make available the Common Masters through API to any Stakeholders, Government Departments and other agencies.


6. Data uniformity

Data uniformity is critical when capturing data at agreed-upon intervals in order to maintain sector-specific units of scale, avoid record duplication, and avoid erroneous errors. The State Data Office ensures that the data from various departments is consistent. An indicative list for logical uniformity of data but not limited to:

  • Spacing in extra columns compliance
  • Blank cells compliance
  • All NA and NaN compliance
  • Special Characters compliance
  • Split Sheets compliance
  • Consistent naming conventions for columns and fields
  • Standardized date and time formats
  • Uniform units of measurement
  • Consistent encoding for text (e.g., UTF-8)
  • Proper handling of missing or null values
  • Consistent handling of abbreviations and acronyms
  • Standardized formatting for phone numbers, addresses, and other contact information
  • Compliance with relevant data standards or regulations (e.g., GDPR, HIPAA)
  • Version control and documentation of data transformations or cleaning processes
  • Validation of data against predefined schemas or data models
  • Consistency in the use of data types (e.g., integer, string, date)
  • Standardization of currency symbols and formats
  • Data normalization to reduce redundancy and ensure consistency
  • Quality checks for outliers or anomalies
  • Compliance with privacy and security protocols for sensitive data handling


7. Data interoperability

Data interoperability is the real-time exchange of data between systems that communicate directly in the same language. It protects semantic data exchange through predefined and delivered contexts, structural data exchange through models, structures, & schemes, and syntactic data exchange through common formats, encoding, decoding, and representation (for example, see use case 4). The State Data Office ensures data interoperability among departments through Application Programming Interface (API), which allows data to be automatically shared between applications and departments at the granular level. When sharing API data, departments must adhere to the following standards, which are not limited to:

  • Request Type: Any data shared through API can be accessed by the following request types

a) GET type

b) POST type

  • Use domain name in the endpoint:

Example: Use a domain name in the endpoint, like "https://example.com/data".

  • Use logical nesting on endpoints:

a) API endpoints must contain associated information.

b) Example: When sharing data for the state of Haryana, nesting could be as shown: "https://example.com/statedata/haryana".

  • Port:

Ports should be limited to 80 and 443.

  • Headers:

If any header needs to be passed with the endpoint, it must be shared.

  • Parameters:

If any parameters need to be passed with the endpoint, they must be shared.

  • Body:

a) If anybody needs to be passed with the endpoint, it must be shared with its type.

b) Example: "form-data", "x-www-form-urlencoded", or "raw - json", "raw - xml".

  • Authentication:

a) Details of any authentication/authorization needed to access the API must be shared.

b) Authentication mechanisms such as OAuth 2.0 or API keys should be used.

  • Adherence to RESTful Principles:

APIs should adhere to RESTful principles (Representational State Transfer).

  • Use of HTTPS:

Secure communication should be ensured through HTTPS.

  • Implementation of API Versioning:

API versioning should be implemented.

  • Consistent and Clear Documentation:

Documentation should follow OpenAPI (formerly Swagger) standards.

  • Response Formats:

Response formats including JSON (JavaScript Object Notation) or XML (eXtensible Markup Language) should be supported.

  • Support for Pagination and Filtering:

Support for pagination and filtering parameters for large datasets should be provided.

  • Error Handling Conventions:

Error handling conventions with appropriate status codes and error messages should be established.

  • Rate Limiting Mechanisms:

Rate limiting mechanisms should be in place to prevent abuse or overload.

  • Compliance with Data Protection Regulations:

Compliance with relevant data protection regulations such as GDPR or HIPAA is necessary.

  • Sample Response:

A sample response body should be shared to provide insight into the data being shared.

  • Frequency of Requesting Data from API:

Frequency (daily, weekly, monthly, or yearly) of data requests must be shared.

The State Data Office sets data sharing standards. An indicative list of acceptable formats but not limited to:

  • CSV (Comma Separated Values)
  • XLS (Spreadsheet-Excel) / ODS (Open Document Format for Spreadsheet)
  • XML (Extensive Markup Language)
  • SQL (Structured Query Language) dumps
  • REST (Representational State Transfer)
  • SOAP (Simple Object Access Protocol)
  • RSS/ ATOM (Fast changing data)
  • HTTPS (Hypertext Transfer Protocol Secure)
  • JSON (JavaScript Object Notation)
  • HDF5 (Hierarchical Data Format version 5)
  • ORC (Optimized Row Columnar)
  • RDF (Resources Description Framework)
  • KML (Keyhole Markup Language used for Maps)
  • GML (Geography Markup Language)
  • ENVI (Environment for Visualizing Images)
  • OGC (Open Geospatial Consortium)
  • TIFF (Tag Image File Format)

By implementing the above common data standards with the assistance of the State Data Office, departments can benefit from streamlined processes, reduced administrative burdens, and enhanced data accuracy. The State Data Office serves as the central hub for developing, consolidating, and disseminating these standards, ensuring consistency and interoperability across departments. Adopting these standards allows departments to enhance data management practices, facilitate seamless data exchange, and empower informed decision-making. Furthermore, common data standards facilitate efficient resource allocation, foster innovation in service delivery, and improve transparency and accountability in government operations.


?8. Use case-4: Education Platform - Student Data Integration across departments

The use case-4 shows how Student-A, a high school student, navigates through different academic phases while benefiting from data interoperability enabled by common data standards across various educational applications and departments.

Student Data Integration across Departments

Student-A enrolls in a new school and provides their Aadhaar number during the admission process. The school's enrollment application integrates with the Aadhaar Services API to validate the Aadhaar number and retrieve important student information, such as name, date of birth, father's name, address, gender, and photo, resulting in a Child Information ID for unique identification.

For board exams, the same Student-A information is obtained from the school's database using the Child Information ID. The 10th board exams application obtains student information such as name, date of birth, gender, religion, and medium through API integration with the school's database. Similarly, for 12th board exams, additional information such as school name, marks, division, result, stream, and year of passing is retrieved from the 10th board exams database.

During common entrance exams, the application integrates with both the school's and board's databases to access comprehensive student information, including exam details. Integration with other APIs validates additional details such as income, caste, and residence, ensuring data accuracy and authentication without requiring Student-A to enter redundant information.

The use of common data standards benefits both students and educational departments in administration. These standards simplify processes for students like Student-A by reducing and eliminating redundant data entry tasks across academic phases. This integration ensures that students have consistent access to accurate information. In addition, common data standards improve data accuracy and consistency, reducing errors and discrepancies in student records. This improvement in data quality facilitates better decision-making processes for departments, promoting transparency, efficiency, and accessibility in educational operations. Finally, common data standards help to improve administrative workflows and effectiveness, allowing for better resource allocation and operational management across departments.


9. Conclusions

The current lack of alignment of standards for key data elements hampers our efforts to share information quickly and consistently. The uniform adoption of common data standards provides several significant benefits. It will:

  • Boost departmental and statewide data uniformity.
  • Increase data interoperability and portability across departments to enable valid comparisons.
  • The use of common data standards allows for the reuse of data elements and metadata, which reduces redundancy between systems and improves reliability.
  • Common data standards ensure code set consistency by enabling the maintenance and management of permissible code sets.


10. References

https://medium.com/api-center/writing-api-design-standards-84cb7cbb3fd7

https://swagger.io/resources/articles/best-practices-in-api-design/


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