Coming up on October 10 - Uncovering your unique brand DNA

Hello again! We are thrilled to share our latest podcast episodes and upcoming release from ivari presents…On the go.?

DeeAnn and Adam Kulesza, Compliance Practice Consultant delve into the crucial topic of documentation for advisors. Adam shares his top tips for maintaining compliance, emphasizing the importance of thorough documentation to protect credibility and ensure regulatory requirements are met.?

Key highlights from the episode include:

• The importance of documentation: Documentation is crucial for compliant advisors, as it serves as proof of their actions and decisions, ensuring credibility and compliance
• Your 7 essential documents: Adam lists seven essential documents for compliance: advisor disclosure, fact finding and needs analysis, illustrations, reason why letter, policy delivery receipt, and client discussion notes
• Using compliance as a tool: Use compliance documents as tools to build trust with clients by explaining their purpose and content, rather than treating them as mere formalities

Tune in to learn how to make compliance an integral part of your business and enhance your client relationships through effective documentation practices.

• Apple Podcasts
• Spotify
• Amazon Music
• Direct Link

To explore our past episodes and learn more about ivari presents…On the go! visit ivari.ca/podcast or download and listen wherever you get your podcasts.

Here's to your continued success!

ivari Canada