Capability Maturity Model Integration (CMMI)5

Capability Maturity Model Integration (CMMI)5

CMMI stands for “Capability Maturity Model Integration” and is a model that provides appraisal and training for process improvement in organizations. CMMI defines the following maturity levels for processes: Initial, Managed, Defined, Quantitatively Managed, and Optimizing.

Objectives of CMMI:

  1. Fulfilling customer needs and expectations.
  2. Value creation for investors/stockholders.
  3. Market growth is increased.
  4. Improved quality of products and services.
  5. Enhanced reputation in Industry.

CMMI Representation – Staged and Continuous:

A representation allows an organization to pursue a separate set of improvement objectives. There are two representations for CMMI:

  • Staged Representation:
  • uses a pre-defined set of process areas to define an improvement path.
  • provides a sequence of improvements, where each part in the sequence serves as a foundation for the next.
  • an improved path is defined by maturity level.
  • maturity level describes the maturity of processes in the organization.
  • Staged CMMI representation allows comparison between different organizations for multiple maturity levels.
  • Continuous Representation:
  • allows the selection of specific process areas.
  • uses capability levels that measure the improvement of an individual process area.
  • Continuous CMMI representation allows comparison between different organizations on a process-area-by-process-area basis.
  • allows organizations to select processes that require more improvement.
  • In this representation, the order of improvement of various processes can be selected which allows the organizations to meet their objectives and eliminate risks.

CMMI Model – Maturity Levels:

In CMMI with staged representation, there are five maturity levels described as follows:

  • Maturity level 1: Initial
  • processes are poorly managed or controlled.
  • unpredictable outcomes of processes involved.
  • an ad hoc and chaotic approach used.
  • No KPAs (Key Process Areas) were defined.
  • Lowest quality and highest risk.
  • Maturity level 2: Managed
  • requirements are managed.
  • processes are planned and controlled.
  • projects are managed and implemented according to their documented plans.
  • This risk involved is lower than the Initial level but still exists.
  • Quality is better than the Initial level.
  • Maturity level 3: Defined
  • processes are well characterized and described using standards, proper procedures, methods, tools, etc.
  • Medium quality and medium risk are involved.
  • The focus is process standardization.
  • Maturity level 4: Quantitatively managed
  • quantitative objectives for process performance and quality are set.
  • quantitative objectives are based on customer requirements, organization needs, etc.
  • process performance measures are analyzed quantitatively.
  • higher quality of processes is achieved.
  • lower risk
  • Maturity level 5: Optimizing
  • continuous improvement in processes and their performance.
  • improvement has to be both incremental and innovative.
  • the highest quality of processes.
  • the lowest risk in processes and their performance.

CMMI Model – Capability Levels

A capability level includes relevant specific and generic practices for a specific process area that can improve the organization’s processes associated with that process area. For CMMI models with continuous representation, there are six capability levels as described below :

  • Capability level 0: Incomplete
  • incomplete process – partially or not performed.
  • one or more specific goals of the process area are not met.
  • No generic goals are specified for this level.
  • This capability level is the same as maturity level 1.
  • Capability level 1: Performed
  • process performance may not be stable.
  • objectives of quality, cost, and schedule may not be met.
  • A capability level 1 process is expected to perform all specific and generic practices for this level.
  • only a start-step for process improvement.
  • Capability level 2: Managed
  • process is planned, monitored, and controlled.
  • managing the process by ensuring that objectives are achieved.
  • objectives are both model and other including cost, quality, and schedule.
  • actively managing processing with the help of metrics.
  • Capability level 3: Defined
  • a defined process that is managed and meets the organization’s set of guidelines and standards.
  • focus is process standardization.
  • Capability level 4: Quantitatively Managed
  • process is controlled using statistical and quantitative techniques.
  • process performance and quality are understood in statistical terms and metrics.
  • quantitative objectives for process quality and performance are established.
  • Capability level 5: Optimizing
  • focuses on continually improving process performance.
  • performance is improved in both ways – incremental and innovative.
  • emphasizes studying the performance results across the organization to ensure that common causes or issues are identified and fixed.

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