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Biggest Stories of the Week: FINRA Plans More Remote Work Rules; FINRA Expels Firm Over Reg BI Violations; 14 Highest-Paid CEOs in Financial Services

ThinkAdvisor

News, tools and expert knowledge for investment and financial advisors! ThinkAdvisor is an ALM publication (ALM.com).

发布日期: 2023年5月19日

In this weeks news FINRA plans more remote work rules and is also considering an update to FINRA's outside business activity rule, according to CEO Robert Cook. Meanwhile, FINRA expels a firm over Reg BI violations. Lastly, here are the 14 highest-paid CEOs in financial services according to WSJ.

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FINRA Plans More Remote Work Rules

FINRA Expels Firm Over Reg BI Violations

Man in a suite stuffing stack of $100 bills into his inside jacket pocket

14 Highest-Paid CEOs in Financial Services: WSJ

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Biggest Stories of the Week: FINRA Plans More Remote Work Rules; FINRA Expels Firm Over Reg BI Violations; 14 Highest-Paid CEOs in Financial Services

ThinkAdvisor

News, tools and expert knowledge for investment and financial advisors! ThinkAdvisor is an ALM publication (ALM.com).

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