Biggest Stories of the Week: AIG Fires Interim CFO; New Warning on Reg BI Compliance Failures; Ed Slott on 529-to-Roth IRA Rollover

On Monday, AIG said it had fired its interim chief financial officer just two?weeks after giving him the job. Meanwhile, the Securities and Exchange Commission warned that broker-dealers were violating Regulation Best Interest due to outdated compliance systems, and IRA expert Ed Slott cautioned advisors to curb their enthusiasm about their new ability to roll 529 plan assets into Roth IRAs.

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AIG Fires Interim CFO

SEC Issues New Warning on Reg BI Compliance Failures

Ed Slott: 529-to-Roth IRA Rollover Is No Planning Panacea

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