The Apiax Newsletter: October 2024
Welcome to the third Apiax Newsletter of 2024. Here we dive into how financial services can best leverage Embedded Compliance, the latest Apiax news and updates, and more!
Content compliance for sales and marketing teams
Content compliance—also referred to as disclosure management—is a hot topic in the industry right now, with many financial services looking for a solution in this area, as Alpha FMC pointed out in their recent blog post.
Marketing and Sales teams often lack clear and consistent guidance on regulatory requirements for their content. That's why we’re calling upon content creators and reviewers across the industry to get first-hand insight into the challenges wealth and asset managers across the globe face when it comes down to content compliance.
The answers to these surveys will be shared in our Content Compliance Black Book, launching in early 2025. Look out for our future newsletter for more updates!
Introducing the Apiax Regulatory Complexity Index (RCI)
The Apiax Regulatory Complexity Index (RCI) is finally here! Last month we officially launched the first ever data-backed calculator that assesses the complexity of offering financial services across different jurisdictions.
The RCI analyses the number of restrictions which are imposed on a financial institution when conducting a business activity in a given country and gives the result as an absolute score allowing for direct comparisons between countries.
With the RCI you can find out what are the most complex financial services by country and by industry; as well as, compare up to three different countries and three different financial service activities.
What are you waiting for? Try the RCI tool for yourself and tell us what you think!
This is an excerpt of our quarterly Newsletter. To get the complete newsletter, please subscribe to The Apiax Newsletter.
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Community and Events
Seismic x Apiax Breakfast Session
On September 11th, we took part in Seismic's Breakfast Session in Zürich. The fireside chat saw Damaris Maimone, PhD, data scientist specialised in AI at UBS Asset Management, discuss how financial organisations can effectively design and manage processes and the data that drive them. Especially when it comes to front-office teams and how best to leverage Embedded Content Compliance disclaimer and disclosure management.
Mixer Zürich
On October 3rd we hosted a mixer in Zürich, this time at the vibrant Amboss Rampe Bar. The event saw industry peers come together to connect and discuss all things compliance, as well as enjoy a fun jam session. Thank you to everyone who came!
Resources
The Apiax Regulatory Complexity Index (RCI)
Introducing the first data-backed tool that calculates the regulatory complexity of offering a specific financial service in any given country. See how the RCI works in action and learn what we mean by ?regulatory complexity: test the RCI.
Cross-border Compliance Black Book 2024
How do financial institutions tackle cross-border requirements and challenges? Get first-hand insights and learn about the tools they use in daily cross-border activities in our Cross-border Compliance Black Book 2024.
This is an excerpt of our quarterly Newsletter. To get the complete newsletter, please subscribe to The Apiax Newsletter.