The Apiax Newsletter: Embedded Compliance for Wealth Managers

This is an excerpt of our Quarter 1 Newsletter. To get the complete newsletter, please subscribe to The Apiax Newsletter.

How can wealth managers focus more on clients and less on compliance?

Welcome to the first Apiax Newsletter of 2023. Here we will dive into how wealth managers can best leverage?Embedded Compliance,?the latest Apiax updates, and more!

Product suitability on a portfolio level

Investor protection regulations in all major financial markets require wealth managers to conduct?suitability checks?on investment products. With Apiax, a suitable client portfolio is only one click away:

??Ready-to-use web app or integration into in-house advisory application.

??Compliance checks for cross-border requirements, product distribution rules, prospectus restrictions and tax impact.

??Use your existing product data provider or use our data providers.

Marketing digital assets services

Despite the current turmoil, digital assets remain a key focus for many investors. Traditional wealth managers are therefore starting to offer crypto custody services. New players like digital asset brokers are also expanding their services into new markets.

To ensure compliance with the fast-changing regulatory restrictions for?marketing digital assets?services, companies like rely on cross-border rules from Apiax to specifically cover digital asset activities. Together with our content partners, we offer standardised regulatory restrictions for all relevant markets.

What's new at Apiax?

Enterprise-ready Tech?

We are happy to announce that since December 2022 we are ISO Certified! We have successfully implemented a management system certified to?ISO 27001 Information Security.

Community & Events

In January, Apiax Co-Founder and CRO,?Ralf Huber, spent two days teaching ‘Regulatory Compliance and Compliance Analytics’ to advanced diploma students at?Singapore’s Wealth Management Institute. The program equips compliance professionals with the skills to successfully implement RegTech projects in their organisations. “It was great to explore how RMs can boost efficiency through digitisation”, shared Ralf Huber.

In early March, we partnered with?Finalix Business Consulting?to host our first 'Meet 'n' Greet Mixer'?of 2023 in Singapore. The atmosphere was buzzing and it was great to catch up with familiar faces and connect with new industry peers. We look forward to hosting more networking events again soon. See you there!

NEW RESOURCE

The Guide to Embedded Compliance 2023

The 2023 edition is now live!?Download?the Guide to Embedded Compliance and learn how you can provide services to more clients by embedding compliance into your existing tools and processes.

NEW ON THE BLOG

Top Wealth Management Trends in 2023

Multi-generational wealth transfer, hybrid business models, and the introduction of digital assets, are just some of the many issues RMs are facing in 2023. So how to tackle them? Read the?blog post?to find out.

To get the full newsletter, please subscribe to The Apiax Newsletter.