Ameritas Stockbroker Wins Snowball In Hell Expungement (BrokeAndBroker.com Blog)
Bill Singer
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Bill Singer
A critic of the inept and incompetent, and an advocate for economic and political sanity. It's a lonely journey but I walk it. Wall Street legal, regulatory, and compliance veteran since 1982.
Ameritas Stockbroker Wins Snowball In Hell Expungement (BrokeAndBroker.com Blog)
https://www.brokeandbroker.com/4242/fFINRA-Ameritas-Expungement/
What chance would you give a registered representative to win an expungement of a customer complaint that was filed in 2009 seeking $350,000 and was settled in 2012 for $85,000? About as much of a chance as a snowball in Hell, right? You know -- every so often, and I'm not saying with any regularity, but every so often, a very, very magical, perhaps even mystical, snowball is created from a super amalgam of ice crystals and that round frozen sphere doesn't so much as sweat when tossed into the pits of Hell.