Trading Technologies的动态

Transcript

Trading Technologies has always been synonymous with Futures Trading activity, so it made sense that it's surveillance system also predominantly focused on futures. However, we are now a multi asset class trade surveillance solution and we can provide coverage over equities, equity options, fixed income, FX and digital assets. One of the best parts of my job here as the head of surveillance at Trading Technologies is that I get to interact with a lot of the compliance officers that are out there these days. Generally the feedback. What I'm getting from people is that we are an extremely tough regulatory environment at this time. Because of this environment, it's more important than ever that you're finding a trade surveillance solution that you can integrate into your compliance program that you can rely on and that you can rely on specifically to be very accurate when it comes to identifying various different types of trade manipulation. One things that tends to get overlooked is reputational damage once the word gets out amongst regulators that you do not have a solid compliance. Program, especially when it comes to trade surveillance, they are gonna continue to keep you under close scrutiny to make sure that you're improving your processes, that you're improving your trade surveillance systems, and that you're effectively supervising all the trading activity within your 4 walls. This is what we keep in mind when we have designed the TT trade surveillance solution. We know that compliance officers need to be confident that they're capturing from all data sources within their trade surveillance system. The way we handle this is that we can take the data from. All the various sources and we'll normalize it into a single format and store it within our data warehouse. You can then use the tools that we provide within the surveillance system to reconcile that all of your data is being processed by the surveillance system on a day-to-day basis. We take a very powerful approach with how we provide trade surveillance models to our users. We do have a set of out-of-the-box models. These are models that we have calibrated and tested over the course of the last seven years or so. And our users can essentially begin to use them without having to worry about whether or not they're calibrating the parameters of these models themselves correctly. These out-of-the-box models include our machine learning powered spoofing model, which provides really state-of-the-art detection capabilities. And it's really the only spoofing model out there that can really provide that type of intelligence to the people that are using it today. In addition to the out-of-the-box models, we also have configurable models. These models are different from the out-of-the-box. Battles in the sense that the users have the ability to configure the parameters of these models themselves, so they actually have the ability to tailor these models and the output of these alerts to their specific business needs. So within our system, you're essentially getting the best of both worlds. You have the ability to use these out-of-the-box models in order to monitor all of your trading activity, or you can also then have control over the output of the alerts as well with our configurable models. And I'd really like to emphasize the scoring. Capabilities from these models, and we're scoring everything on a scale from zero to 100. It gives the compliance officer a hierarchy for review. They have to be very efficient in their jobs because there are many other areas of the compliance program that require their attention. They can't just purely be focused on trade surveillance all the time. And through this scoring approach, we're going to make sure that they're identifying the riskiest activity within their trading activity first so that they can maximize the efficiency of their reviews with TT. Wide surveillance. You'll have the ability to discover manipulative or disruptive activity before violations happen, while ensuring compliance with global regulatory standards. Monitor your entire trading environment across all major asset classes. Easily import trading data from any trading system into your environment. Proactively detect high risk activity using advanced pattern recognition and flag hidden threats well before regulatory inquiries arise. Find outlier events by understanding historical trends, market context, and correlation with infirm activity. Efficiently on board with a low barrier to entry while avoiding upfront infrastructure costs with our fully SAS solution. And gain full control and Taylor Alerts to your business with more than 40 user configurable models if you would like to learn more about T trade surveillance. Please contact your account manager and we can schedule a personalized demo for you.