Cowen Inc.的动态

Check out this Q&A with Word In Black, where Wells Fargo’s Tangela Richter shares important lessons about finances, her thoughts on diversity and inclusion, what it means to have an authentic voice, and more. #WeAreWellsFargo https://on.wf.com/6047wQeND

?? FLIRTING WITH THE IDEA OF BREAKING AWAY FROM YOUR WIREHOUSE? If you're ?? thinking that now is the time to leave your wirehouse, you've already taken the biggest step on your journey to independence. While you'll likely face challenges along the way, with the right planning and preparation, you should find that the process is not as complex as you may fear. ?? By following the steps below you will see how the move to independence can be one of the most rewarding decisions you've ever made for yourself and your clients. 1?? DO YOUR DUE DILIGENCE: Know what requirements your wirehouse has around resignation. Hire a securities attorney who has experience helping advisors like you, so you can ensure that you have the guidance you need to navigate this new path. 2?? DECIDE ON A AFFILIATION MODEL: Dual Registration, Investment Advisor Representative (IAR), Registered Investment Advisor (RIA), Hybrid RIA 3?? DETERMINE YOUR METHOD OF INDEPENDENCE: Go fully independent, Affiliate with an RIA-Broker Dealer, Join an existing firm. 4?? CHOOSE THE RIGHT FIRM: Makes sure you find a partner whose mission and values align with yours. Be sure to find a firm that can provide you with the technology infrastructure you need. Choosing the right partner will make the transition process a seamless one. 5?? PREPARE FOR THE MOVE: Your clients are your business, so you'll want to do everything you can to ensure that they make the move with you. Be prepared to discuss why you made the move with your clients in a concise and clear manner. Momentum Wealth Partners can help empower you with the resources and information you need as you consider your options for independence. If you would like guidance on how to conduct that analysis, or if you are interested in learning more about what a transition opportunity could mean for your career and practice, send me a DM or email me at [email protected] to have a confidential conversation. #financialadvisors?#wealthmanagement?#financialplanning #supportedindependence #morganstanley?#wellsfargo?#merrilllynch?#ubs?#edwardjones

The Square Mile has a very low understanding of social media. This is a mistake and makes many UK financial firms vulnerable. Social media is a powerful entity and has the ability to takedown any British bank. The Metro bank fake news bank run was an example. It was only a year ago when traders across social media decided to collectively bet against regional banking stocks. Social media-driven boycotts have crashed share prices. Public opinion over social media contributed towards NatWest CEO losing her job and bonuses. There’s going to be a lot more of this form of financial populism. It’s coming quick and fast. The Square Mile hasn’t factored in the increasing risk social media poses to its businesses. This is a major mistake. https://lnkd.in/euenTTJW

?? FLIRTING WITH THE IDEA OF BREAKING AWAY FROM YOUR WIREHOUSE? If you think now is the time to leave your wirehouse, you've already taken the biggest step on your journey to independence. While you'll likely face challenges along the way, with the right planning and preparation, you should find that the process is not as complex as you may fear. ? By following the steps below you will see how the move to independence can be one of the most rewarding decisions you've ever made for yourself and your clients. 1?? - DO YOUR DUE DILIGENCE: Know what requirements your wirehouse has around resignation. Hire a securities attorney who has experience helping advisors like you, so you can ensure that you have the guidance you need to navigate this new path. 2?? - DECIDE ON A AFFILIATION MODEL: Dual Registration, Investment Advisor Representative (IAR), Registered Investment Advisor (RIA), Hybrid RIA 3?? - DETERMINE YOUR METHOD OF INDEPENDENCE: Go fully independent, Affiliate with an RIA-Broker Dealer, Join an existing firm. 4?? - CHOOSE THE RIGHT FIRM: Makes sure you find a partner whose mission and values align with yours. Be sure to find a firm that can provide you with the technology infrastructure you need. Choosing the right partner will make the transition process a seamless one. 5?? - PREPARE FOR THE MOVE: Your clients are your business, so you'll want to do everything you can to ensure that they make the move with you. Be prepared to discuss why you made the move with your clients in a concise and clear manner. ?? Momentum Wealth Partners can help empower you with the resources and information you need as you consider your options for independence. If you would like guidance on how to conduct that analysis, or if you are interested in learning more about what a transition opportunity could mean for your career and practice, send me a DM or email me at [email protected] to have a confidential conversation. #financialadvisors #wealthmanagement #financialplanning #supportedindependence #morganstanley #wellsfargo #merrilllynch #ubs?#edwardjones

There’s a great article in Forbes featuring our very own Thomas Hackett. It’s called The Art of Valuing People: 4 Tips to Create a Caring Culture. For anyone who manages—or wants to manage—people, it’s a must read. Check it out here. bit.ly/3B7z4JN

?? WHAT YOU DON'T KNOW: THE AUTHORITATIVE JPM STORY ?? ???FINAiUS, THE G.O.A.T. FINANCE documentary maker, refreshed its 2023 masterpiece on the history of JPM starting with WWII. ??AS DIMON PREPARES next role in UST, a tale of how JPM rose to rarified heights of geopolitical power and influence. Started with Morgan Bank. ??ONE DEAL CATAPULTED MORGAN to new heights: merger w Guaranty Trust Company. Spawning Morgan Guaranty Trust Co (MGT)---a gift of Fortune 100 commercial banking clients. ??RIVALING CITIBANK, BANK OF AMERICA it was the start of an inexorable rise. Fueled by geopolitics and an oil crisis (1970s). ???PETRODOLLARS (1973) was a creature of MGT in league w USgov. Unfair posturing amongst banks w KSA grace & favor, home of the 1970s petro$. ??????CEO PRESTON SET the table for go-go '80s by going back to the Morgan roots. Middle East and LatAm (esp. Brazil) sovereign cross-border lending. ???BRAZIL'S GEBAUER INVENTED JUNK BONDS acc to this documentary, the hand behind M. Milken. But the Morgan Bank outed him and the rest is history. ??REAGANOMICS FUELED the next wave of growth as deregulation rolled out. But the 1990 CRE implosion hit Morgan Bank as hard as any. Spawning a new risk management system, via "the mother of CDS", Blythe Masters. ??Y2K CHASE + BANK ONE deals ushered in the Dimon era. Enron and sub-prime lending speed bumps. Newly rebranded JPM Chase positioned to scoop up "houses on fire" namely WaMu and BearStearns. Cents on the dollar. ??????2012: "D" YEAR, existential event for JPM---at the 35:00 mark of this video, learn of "London whale" episode. Rest of the video is familiar territory. SVB et al. A new, relaunched 2025 US Treasury w one money center banker at the helm. #FINAiUS #JamieDimon #USA2025 #junkbonds #petrodollar #Brazil #Bitcoin #crypto #equities #WashingtonMutual #SVB #BearStearns

Making the right move for your career shouldn't mean causing concern for your clients or your practice. That's why we provide comprehensive transition support for advisors joining Wells Fargo Advisors. Learn more about our process here: https://lnkd.in/gBpjgkHt

Making the right move for your career shouldn't mean causing concern for your clients or your practice. That's why we provide comprehensive transition support for advisors joining Wells Fargo Advisors. Learn more about our process here: https://lnkd.in/gy9wQCaT

Making the right move for your career shouldn't mean causing concern for your clients or your practice. That's why we provide comprehensive transition support for advisors joining Wells Fargo Advisors. Learn more about our process here: https://lnkd.in/gmc3xxq3

Making the right move for your career shouldn't mean causing concern for your clients or your practice. That's why we provide comprehensive transition support for advisors joining Wells Fargo Advisors. Learn more about our process here: https://lnkd.in/eS6MDhvm