Northwest Bank的动态

Today, the topic was “What’s Top of Mind” for the Compliance Officer. The answers included the same things that are top of mind for all business leaders (like the pressures that come with a challenging political and economic environment), and some Compliance-specific issues (like new enforcement focus areas and expanding areas of responsibility). It was great to explore these at #PCC with Keren Bisnauth, Audrey DeGuarde, Elizabeth Weiss, and Masha Goodman-Khan, MSJ.

Punter Southall Law’s Jonathan Armstrong chats with Richard Bistrong of Front-Line Anti-Bribery LLC about his life and times. Richard pleaded guilty and was sentenced in the US for FCPA offences. Richard worked with the US & UK authorities in undercover investigations but still did time in prison. Richard is now a recognised thought leader in the field of anti-bribery compliance, reflecting on front-line issues which impact international business teams and compliance personnel. In this video, they talk about: – measures to prevent corruption and how the pandemic may have altered behaviours – how success can lead to compliance issues – the dangers of self-justification – the importance of investing properly in compliance – the leadership disconnect – practical tips to stop bad behaviour. Click to watch the video.

Join us for an exhilarating panel discussion this Friday, May 3rd, where we'll dive deep into the intricate world of FCPA compliance! I'm thrilled to host alongside esteemed experts and former Government officials: Mark Yost, Michael Volkov, and Michael Harper. Together, we'll explore the latest trends, potential pitfalls, and best practices in compliance programs and investigations. Don't miss out on this invaluable opportunity to gain insights from the masters. See you there! ?? @americanconferneceinstitute #FCPA #Compliance #PanelDiscussion #ExpertInsights #American #ACI #AmericanConferenceInstitute #AmericanConferenceInstitute #antibribery Trends and Pitfalls in FCPA Investigations:?https://lnkd.in/eUB4_cxm

As the FCA focuses their efforts on enforcing Consumer Duty, the spotlight on culture has never been brighter. As a result, demonstrating your organisation's 'Tone from the Top' has developed into a critical regulatory expectation. By leveraging Rob's regulatory expertise, alongside the powerful insights from Peter Wall of Amicus Ltd and Ewen Fleming, Organisations that review their Board's effectiveness can add a new layer of reporting, helping their leadership team to develop and demonstrate their commitment to improvement. Johnston Carmichael Chartered Accountants and Business Advisers #BoardEffectiveness #governance #consumerduty #fca

The Wirecard scandal is a stark reminder of how transparency and ethics are critical in business. Pav Gill, the whistleblower who courageously exposed one of the largest financial frauds in history, shows us the importance of standing up for what's right, even in the face of immense pressure. His bravery not only brought to light over $2 billion in missing funds but also sparked a global conversation about corporate governance and accountability. Let's remember: ethical leadership is not just about success but integrity and truth. ??? #WirecardScandal #PavGill #EthicalLeadership"

We are off to a great start for today's most highly attended Industry Briefing to date where we break down what you need to know about the upcoming 2024 Uniform Guidance revisions! Thank you to our advisory board members Eric Russell, CIA, CGAP, CGMS, David Clark, CIA, CFE, CRMA, & Dismas (Diz) Locaria and moderator, Jerry Ashworth, for leading this important discussion. #grants #OMB #uniformguidance #compliance #federalfunding

Ensuring internal and external integrity align is crucial for credibility. When there's a disconnect, trust falters, impacting how others perceive your organization. Consistency in values and actions builds a strong foundation, reinforcing credibility and fostering lasting relationships.? #IntegrityMatters #Trustworthiness #Credibility #Consistency

Diversification, #listing, #growth and unlocking the true #value of a wide spectrum of businesses. This is what Yatin Gandhi has been focused on and done exceptionally well for his organization (Encore Enterprises) from the time we last met in #Dallas in 2018. It was great catching with with him in his city today and gain #inspiration from his ongoing #success…. MGC Global Risk Advisory LLP

My very knowledgeable and experienced colleague is offering his time to offer guidance in the world of Financial Crime careers. Book in with James tommorow to learn more!

The U.S. Department of Justice released a revised version of its Evaluation of Corporate #Compliance Programs (#ECCP). This updated guidance helps prosecutors assess the effectiveness of corporate #compliance programs during criminal investigations. Key areas of focus include the integration of #artificial #intelligence in risk management, #whistleblower protection, and M&A #compliance. Read more here https://lnkd.in/dfMDidyb #AML #CFT #anti #money #laundering #compliance #ai #US #whistleblower #ECCP