NIPA Los Angeles Chapter的动态

The financial services industry is growing at a rapid pace in the MENA region. The Dubai International Financial Centre, or DIFC, is at the forefront of this change. Ranked among the top 10 onshore financial centres worldwide, the DIFC is arguably the place to be for financial service companies looking at targeting not just the UAE, but the whole MENA region. Setting up a representative office in DIFC is one of the ways of testing the waters, before deciding on taking on a full-fledged license. ???Do watch the Video about Representative Office License in the DIFC - 10 Leaves: https://lnkd.in/gM9iVwFp #10Leaves #DIFC #RepresentativeOfficeLicense #MENAregion

Firms interested in carrying out investment advisory activities from the DIFC are required to submit applications to the Dubai Financial Services Authority, or DFSA. The DFSA, for the purposes of authorisation and supervision, categorizes investment advisory, credit advisory and insurance advisory activities under Category 4. Other activities that come under a Category 4 license include operating an Alternate Trading System (for trading of unlisted securities including security tokens) and crowdfunding. While the Category 4 license allows firms to deal with Professional Clients only, it is possible to seek a Retail Endorsement during, or after the licensing process. The Endorsement attracts a one-time fee of US$ 20,000 at the time of application. ???Do watch the video about Category 4 Advisory and Arranger License in the DIFC - 10 Leaves//tinyurl.com/yc5c8pzc #10Leaves #DIFC #Category4 #AdvisoryandArrangerLicense #DFSA

Firms interested in carrying out investment advisory activities from the DIFC are required to submit applications to the Dubai Financial Services Authority, or DFSA. The DFSA, for the purposes of authorisation and supervision, categorizes investment advisory, credit advisory and insurance advisory activities under Category 4. Other activities that come under a Category 4 license include operating an Alternate Trading System (for trading of unlisted securities including security tokens) and crowdfunding. While the Category 4 license allows firms to deal with Professional Clients only, it is possible to seek a Retail Endorsement during, or after the licensing process. The Endorsement attracts a one-time fee of US$ 20,000 at the time of application. ???Do watch the Video about Category 4 Advisory and Arranger License in the DIFC - 10 Leaves: https://lnkd.in/gvCAWa54 #10Leaves #Category4 #AdvisoryandArrangerLicense #DFSA

Don’t sweat it! There are only 13 new terms aside from Ethic modifications that will be on the 6th edition TCO that were not on or throughly outlined under the 5th edition! #rbtexam #bcbaexam #behavioranalyst #bcba #rbt #bcbaexamprep #bcba6thedition

Another RSAC in the books! It was a week packed with valuable connections and insightful discussions, and memorable moments, from engaging with clients to collaborating with partners, friends, colleagues, and even competitors. Until next time! #RSAC #cybersecurity #IBM Security

NCLT not to blame for IBC 'delays' In this Article, published by businessline we delve into the complexities behind perceived 'delays' and the efforts of the NCLTs to ensure fair proceedings for all stakeholders under the IBC 2016. Read the Full Article at: https://lnkd.in/eNFXixdQ For more knowledge sharing check out: anantmerathia.in/articles #IBC #NCLT #CorporateInsolvency #LegalFramework #FinancialRecovery

Great presentation. Always have an open mind to learning. Great nuggets to use from your presentation.

Time to get back to the basics of #BEAD challenge adjudications! ?? ABCs of Challenge Process Adjudication can be found here ?? ?? https://lnkd.in/e7QpXHyH

Here’s some of the latest news regarding the development of the new FAFSA? https://lnkd.in/eaydD992?

Calling all students and parents! Don't miss out on valuable guidance for navigating the FAFSA process. Check out FAFSA's video series covering everything from completing sections to submitting for the 2024-25 academic year. Your path to financial aid starts here! #FAFSA #FinancialAid #EducationOpportunity ????