Boom Logic的动态

The FCA is concerned with inconsistent fair-value assessment criteria that indicates that some firms may be assessing it incorrectly. Plus, TCC experts have become aware of some firms being challenged by the FCA on their product governance arrangements, following Consumer Duty work by the regulator in the insurance sector. ? What are the risks? ? ? A lack of initial gap analysis ? Insufficient ‘go – no go’ ? Intuitive decision-making ? Inadequate oversight and challenge Find out more >> https://bit.ly/4f5K4q3 #FCA #wealthmanagement #financialservices #compliance #complianeexperts

Compliance audits are crucial for maintaining a law firm’s integrity and regulatory standing.? At TSP, our compliance managers dive deep into your firm’s processes, ensuring you’re well-prepared for SRA and Professional Indemnity Insurers. ?? Our approach: We work closely with you to understand your firm’s inner workings and provide tailored solutions to safeguard your compliance. Stay ahead of risks and ensure your firm’s compliance with a robust auditing process. #complianceaudit #lawfirmcompliance #regulationmanagement

Effective GRC: A Must for Insurance Companies A strong GRC framework is essential for insurance companies to navigate a complex regulatory landscape. Beyond compliance, GRC helps protect your business, reduce risks, and ensure transparency. With a unified approach, you can: -Proactively identify risks -Streamline compliance processes -Centralise governance Safeguard your organisation and drive sustainable growth. Contact us today to elevate your GRC strategy. https://lnkd.in/gzFKfJF5 [email protected]? Call +27 10 312 6444? ? #ISBOptimus #InsuranceIndustry #GRC #RiskManagement #RegulatoryCompliance #Transparency #BusinessGrowth #ComplianceSolutions #RiskPrevention #GovernanceStrategy #InsuranceSolutions #ResilientBusiness

Do you want to harness the power of complaints to improve your business? Check out Forseti, our game-changing complaints management platform for regulated organisations. Visit our website for more information: www.forseticomplaints.com #Complaints #ConsumerDuty #Compliance #PetInsurance

How can firms ensure their ongoing advice fees are justified? In our insight, we discuss why the FCA is placing a renewed emphasis on ongoing advice services (and ongoing fees) – and lay out a three-point, RegTech-powered strategy for assessing the current risk exposure of your back-book. Learn more: https://bit.ly/44ohtI7 #ongoingadvice #chargesandfees #governance #compliance #FCA #fairvalue #claimsmanagement #complaints #wealthmanagement #servicefees

Forseti empowers financially regulated organisations to manage and resolve complaints effortlessly, maintaining transparency and accountability. Stay on top of regulatory challenges with our user-friendly interface. www.forseticomplaints.com #PetInsurance #Complaints #Compliance #ConsumerDuty

Non-compliance not only exposes organizations to penalties but also undermines stakeholder trust, which can have long-lasting impacts far exceeding the cost of ensuring compliance. https://lnkd.in/gBHExFqg #IRDAI #Compliance #RiskManagement #CorporateEthics #ComplianceCulture

Did you know we have a website? Packed with practical information, guides and blog posts. You can find out more here - https://lnkd.in/gx3kpCQ #complianceconsultants #compliance #regulatedindustry #fca #RRCA #financialservices #insurance

I have spoken with a number of senior Compliance decision makers within Insurance firms this week. The top issues on their agenda have consistently been: ?? Third Party Oversight ?? Consumer Duty ?? Operational Resilience ?? Sanctions ?? Appointed Reps What areas are causing you greatest challenge in Compliance? P.S. The opportunities we have been briefed on this week are for ?? Compliance Business Partners ?? Consultants to support emerging insurance businesses with their Compliance needs #compliancejobs #ipsgroup #insurancecompliancejobs

“If you’re an Appointed Representative whose principal is not regularly engaging with you, what confidence have you got that your Principal is meeting regulatory requirements?” - Steve Walton, Quality and Compliance Director. The latest report from the Financial Conduct Authority focused on review work completed around the AR market and oversight by the Principal. Steve looks at some key points from the publication and gives his thoughts. #Governance #GainingMomentum #Compliance #Insurance