The Financial Conduct Authority approach to #enforcement could be changing – it’s a great time to reflect on what you do and how you do it. Holly has highlighted some ways of working and controls you may need to change too. https://lnkd.in/eysUiVnG
Richard Wegrzyn
8 个月
Great rational response to the FCA consultation from Holly Avent and as always very practical and sensible considerations for firms. ??
Asim Raza ??
8 个月
Great insights! Specially point 2 about managing engagement with the regulator.
Partner at Avyse Partners
8 个月Excellent blog Holly. Been a lot of (justifiable) noise about the pros / cons of this approach. Good to focus on the practical realities for firms.