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Day 2 of the ADISA 2024 Annual Conference & Trade Show is underway! Thank you to John Grady (ABR Dynamic Funds, LLC), Catherine Bowman and Gabriela Aguero (FINRA) for educating us on the latest state and national regulations at General Session II: Legislative & Regulatory Updates. What was your biggest takeaway from the session? #investing #alternativeinvestments #financialregulation #ADISA2024

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Catherine Bowman

Partner at The Bowman Law Firm, LLC

1 个月

Thanks to Gaby Aguero and Joe Sheirer from FINRA for joining us on the L&R general session panel to share Joe's vision going forward for Corp Fin and Advertising and the upcoming rule amendments applicable to BDs. Thanks also to John Grady for sharing the implemented and still pending rules applicable to RIAs. Great panel today!

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